Register of Securities Staff of AIs

Last updated on 18/06/2026
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Name of Relevant Individual
LI, DIYI
Chinese Name of Relevant Individual

李迪一
HKMA Registration Number
AI7638
Registered Institution
Regulated Activity
First date of engagement
Is an Executive Officer? (Yes / No)
Capacity
Remarks
Registered Institution
STANDARD CHARTERED BANK (HONG KONG) LIMITED
Regulated Activity
Type 1: dealing in securities
First date of engagement
09 Sep 2021
Is an Executive Officer? (Yes / No)
No
Capacity
LEVERAGED & ACQUISITION FINANCE AND PRIVATE CREDIT
Remarks
Registered Institution
STANDARD CHARTERED BANK (HONG KONG) LIMITED
Regulated Activity
Type 4: advising on securities
First date of engagement
09 Sep 2021
Is an Executive Officer? (Yes / No)
No
Capacity
LEVERAGED & ACQUISITION FINANCE AND PRIVATE CREDIT
Remarks
Registered Institution
STANDARD CHARTERED BANK (HONG KONG) LIMITED
Regulated Activity
Type 6: advising on corporate finance
First date of engagement
09 Sep 2021
Is an Executive Officer? (Yes / No)
No
Capacity
LEVERAGED & ACQUISITION FINANCE AND PRIVATE CREDIT
Remarks
Business Address
Conditions
Registration History
Public Disciplinary Actions
:
Name of Relevant Individual
LI, DIYI
:
Chinese Name of Relevant Individual
李迪一
:
HKMA Registration Number
AI7638
Registered Institution
Regulated Activity
First date of engagement
Is an Executive Officer? (Yes / No)
Capacity
Remarks
STANDARD CHARTERED BANK (HONG KONG) LIMITED
Type 1: dealing in securities
09 Sep 2021
No
LEVERAGED & ACQUISITION FINANCE AND PRIVATE CREDIT
STANDARD CHARTERED BANK (HONG KONG) LIMITED
Type 4: advising on securities
09 Sep 2021
No
LEVERAGED & ACQUISITION FINANCE AND PRIVATE CREDIT
STANDARD CHARTERED BANK (HONG KONG) LIMITED
Type 6: advising on corporate finance
09 Sep 2021
No
LEVERAGED & ACQUISITION FINANCE AND PRIVATE CREDIT