Register of Securities Staff of AIs
Last updated on 18/06/2026
Name of Relevant Individual
SUN, HUTAO
Chinese Name of Relevant Individual
孫岵桃
HKMA Registration Number
AI7693
Current Registration
Not Applicable
Business Address
Not Applicable
Conditions
Not Applicable
Registration History
HKMA Registration Number
Registered Institution
Regulated Activity
Effective Period
Is an Executive Officer? (Yes / No)
HKMA Registration Number
A
Registered Institution
NATIXIS
Regulated Activity
Type 1: dealing in securities
Effective Period
16 Sep 2021 - 29 Sep 2023
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
NATIXIS
Regulated Activity
Type 4: advising on securities
Effective Period
16 Sep 2021 - 29 Sep 2023
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
NATIXIS
Regulated Activity
Type 6: advising on corporate finance
Effective Period
16 Sep 2021 - 29 Sep 2023
Is an Executive Officer? (Yes / No)
No
Records: 1-3 of 3
Public Disciplinary Actions
Records of public disciplinary actions taken against the relevant individual by the SFC
Not Applicable
Records of public disciplinary actions taken against the relevant individual by the HKMA
Not Applicable
Public disciplinary actions (if any) that took effect over five years ago are not shown.
:
Name of Relevant Individual
SUN, HUTAO
:
Chinese Name of Relevant Individual
孫岵桃
:
HKMA Registration Number
AI7693
Not Applicable
Not Applicable
Not Applicable
HKMA Registration Number
Registered Institution
Regulated Activity
Effective Period
Is an Executive Officer? (Yes / No)
AI7693
NATIXIS
Type 1: dealing in securities
16 Sep 2021 - 29 Sep 2023
No
AI7693
NATIXIS
Type 4: advising on securities
16 Sep 2021 - 29 Sep 2023
No
AI7693
NATIXIS
Type 6: advising on corporate finance
16 Sep 2021 - 29 Sep 2023
No
Records of public disciplinary actions taken against the relevant individual by the SFC
Not Applicable
Records of public disciplinary actions taken against the relevant individual by the HKMA
Not Applicable
Public disciplinary actions (if any) that took effect over five years ago are not shown.