Register of Securities Staff of AIs
Last updated on 18/06/2026
Name of Relevant Individual
SAMBATH, CAROLE
Chinese Name of Relevant Individual
HKMA Registration Number
AI7702
Current Registration
Not Applicable
Business Address
Not Applicable
Conditions
Not Applicable
Registration History
HKMA Registration Number
Registered Institution
Regulated Activity
Effective Period
Is an Executive Officer? (Yes / No)
HKMA Registration Number
A
Registered Institution
CITIBANK, N.A.
Regulated Activity
Type 1: dealing in securities
Effective Period
16 Sep 2021 - 31 Mar 2023
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
CITIBANK, N.A.
Regulated Activity
Type 4: advising on securities
Effective Period
16 Sep 2021 - 31 Mar 2023
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
CITICORP INTERNATIONAL LIMITED
Regulated Activity
Type 1: dealing in securities
Effective Period
16 Sep 2021 - 31 Mar 2023
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
CITICORP INTERNATIONAL LIMITED
Regulated Activity
Type 4: advising on securities
Effective Period
16 Sep 2021 - 31 Mar 2023
Is an Executive Officer? (Yes / No)
No
Records: 1-4 of 4
Public Disciplinary Actions
Records of public disciplinary actions taken against the relevant individual by the SFC
Not Applicable
Records of public disciplinary actions taken against the relevant individual by the HKMA
Not Applicable
Public disciplinary actions (if any) that took effect over five years ago are not shown.
:
Name of Relevant Individual
SAMBATH, CAROLE
:
Chinese Name of Relevant Individual
:
HKMA Registration Number
AI7702
Not Applicable
Not Applicable
Not Applicable
HKMA Registration Number
Registered Institution
Regulated Activity
Effective Period
Is an Executive Officer? (Yes / No)
AI7702
CITIBANK, N.A.
Type 1: dealing in securities
16 Sep 2021 - 31 Mar 2023
No
AI7702
CITIBANK, N.A.
Type 4: advising on securities
16 Sep 2021 - 31 Mar 2023
No
AI7702
CITICORP INTERNATIONAL LIMITED
Type 1: dealing in securities
16 Sep 2021 - 31 Mar 2023
No
AI7702
CITICORP INTERNATIONAL LIMITED
Type 4: advising on securities
16 Sep 2021 - 31 Mar 2023
No
Records of public disciplinary actions taken against the relevant individual by the SFC
Not Applicable
Records of public disciplinary actions taken against the relevant individual by the HKMA
Not Applicable
Public disciplinary actions (if any) that took effect over five years ago are not shown.