Register of Securities Staff of AIs
Last updated on 18/06/2026
Name of Relevant Individual
FUNG, MING HIM
Chinese Name of Relevant Individual
馮銘謙
HKMA Registration Number
AI7724
Current Registration
Not Applicable
Business Address
Not Applicable
Conditions
Not Applicable
Registration History
HKMA Registration Number
Registered Institution
Regulated Activity
Effective Period
Is an Executive Officer? (Yes / No)
HKMA Registration Number
A
Registered Institution
MUFG BANK, LTD.
Regulated Activity
Type 1: dealing in securities
Effective Period
29 Dec 2022 - 30 Jun 2025
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
MUFG BANK, LTD.
Regulated Activity
Type 4: advising on securities
Effective Period
29 Dec 2022 - 30 Jun 2025
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
BANK OF CHINA (HONG KONG) LIMITED
Regulated Activity
Type 1: dealing in securities
Effective Period
18 Sep 2021 - 29 May 2022
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
BANK OF CHINA (HONG KONG) LIMITED
Regulated Activity
Type 4: advising on securities
Effective Period
18 Sep 2021 - 29 May 2022
Is an Executive Officer? (Yes / No)
No
Records: 1-4 of 4
Public Disciplinary Actions
Records of public disciplinary actions taken against the relevant individual by the SFC
Not Applicable
Records of public disciplinary actions taken against the relevant individual by the HKMA
Not Applicable
Public disciplinary actions (if any) that took effect over five years ago are not shown.
:
Name of Relevant Individual
FUNG, MING HIM
:
Chinese Name of Relevant Individual
馮銘謙
:
HKMA Registration Number
AI7724
Not Applicable
Not Applicable
Not Applicable
HKMA Registration Number
Registered Institution
Regulated Activity
Effective Period
Is an Executive Officer? (Yes / No)
AI7724
MUFG BANK, LTD.
Type 1: dealing in securities
29 Dec 2022 - 30 Jun 2025
No
AI7724
MUFG BANK, LTD.
Type 4: advising on securities
29 Dec 2022 - 30 Jun 2025
No
AI7724
BANK OF CHINA (HONG KONG) LIMITED
Type 1: dealing in securities
18 Sep 2021 - 29 May 2022
No
AI7724
BANK OF CHINA (HONG KONG) LIMITED
Type 4: advising on securities
18 Sep 2021 - 29 May 2022
No
Records of public disciplinary actions taken against the relevant individual by the SFC
Not Applicable
Records of public disciplinary actions taken against the relevant individual by the HKMA
Not Applicable
Public disciplinary actions (if any) that took effect over five years ago are not shown.