Register of Securities Staff of AIs
Last updated on 18/06/2026
Name of Relevant Individual
YAU, OI MAN MAURIEN
Chinese Name of Relevant Individual
丘愛敏
HKMA Registration Number
AI7762
Current Registration
Not Applicable
Business Address
Not Applicable
Conditions
Not Applicable
Registration History
HKMA Registration Number
Registered Institution
Regulated Activity
Effective Period
Is an Executive Officer? (Yes / No)
HKMA Registration Number
A
Registered Institution
CITIBANK, N.A.
Regulated Activity
Type 1: dealing in securities
Effective Period
24 Sep 2021 - 22 Jan 2024
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
CITIBANK, N.A.
Regulated Activity
Type 4: advising on securities
Effective Period
24 Sep 2021 - 22 Jan 2024
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
CITIBANK, N.A.
Regulated Activity
Type 9: asset management
Effective Period
24 Sep 2021 - 22 Jan 2024
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
CITICORP INTERNATIONAL LIMITED
Regulated Activity
Type 1: dealing in securities
Effective Period
24 Sep 2021 - 22 Jan 2024
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
CITICORP INTERNATIONAL LIMITED
Regulated Activity
Type 4: advising on securities
Effective Period
24 Sep 2021 - 22 Jan 2024
Is an Executive Officer? (Yes / No)
No
Records: 1-5 of 5
Public Disciplinary Actions
Records of public disciplinary actions taken against the relevant individual by the SFC
Not Applicable
Records of public disciplinary actions taken against the relevant individual by the HKMA
Not Applicable
Public disciplinary actions (if any) that took effect over five years ago are not shown.
:
Name of Relevant Individual
YAU, OI MAN MAURIEN
:
Chinese Name of Relevant Individual
丘愛敏
:
HKMA Registration Number
AI7762
Not Applicable
Not Applicable
Not Applicable
HKMA Registration Number
Registered Institution
Regulated Activity
Effective Period
Is an Executive Officer? (Yes / No)
AI7762
CITIBANK, N.A.
Type 1: dealing in securities
24 Sep 2021 - 22 Jan 2024
No
AI7762
CITIBANK, N.A.
Type 4: advising on securities
24 Sep 2021 - 22 Jan 2024
No
AI7762
CITIBANK, N.A.
Type 9: asset management
24 Sep 2021 - 22 Jan 2024
No
AI7762
CITICORP INTERNATIONAL LIMITED
Type 1: dealing in securities
24 Sep 2021 - 22 Jan 2024
No
AI7762
CITICORP INTERNATIONAL LIMITED
Type 4: advising on securities
24 Sep 2021 - 22 Jan 2024
No
Records of public disciplinary actions taken against the relevant individual by the SFC
Not Applicable
Records of public disciplinary actions taken against the relevant individual by the HKMA
Not Applicable
Public disciplinary actions (if any) that took effect over five years ago are not shown.