Register of Securities Staff of AIs

Last updated on 18/06/2026
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Name of Relevant Individual
SAWADA, HANA
Chinese Name of Relevant Individual

HKMA Registration Number
AI7772
Registered Institution
Regulated Activity
First date of engagement
Is an Executive Officer? (Yes / No)
Capacity
Remarks
Registered Institution
BANK JULIUS BAER & CO. LTD.
Regulated Activity
Type 1: dealing in securities
First date of engagement
25 Sep 2021
Is an Executive Officer? (Yes / No)
No
Capacity
ASSISTANT
Remarks
Registered Institution
BANK JULIUS BAER & CO. LTD.
Regulated Activity
Type 4: advising on securities
First date of engagement
25 Sep 2021
Is an Executive Officer? (Yes / No)
No
Capacity
ASSISTANT
Remarks
Business Address
Conditions
Registration History
Public Disciplinary Actions
:
Name of Relevant Individual
SAWADA, HANA
:
Chinese Name of Relevant Individual
:
HKMA Registration Number
AI7772
Registered Institution
Regulated Activity
First date of engagement
Is an Executive Officer? (Yes / No)
Capacity
Remarks
BANK JULIUS BAER & CO. LTD.
Type 1: dealing in securities
25 Sep 2021
No
ASSISTANT
BANK JULIUS BAER & CO. LTD.
Type 4: advising on securities
25 Sep 2021
No
ASSISTANT