Register of Securities Staff of AIs

Last updated on 18/06/2026
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Name of Relevant Individual
CHAN, YUEN YING CHARMMY
Chinese Name of Relevant Individual

陳婉瑩
HKMA Registration Number
AI7793
Registered Institution
Regulated Activity
First date of engagement
Is an Executive Officer? (Yes / No)
Capacity
Remarks
Registered Institution
HONGKONG AND SHANGHAI BANKING CORPORATION LIMITED (THE)
Regulated Activity
Type 1: dealing in securities
First date of engagement
28 Sep 2021
Is an Executive Officer? (Yes / No)
No
Capacity
ASSISTANT VICE PRESIDENT, COMMERCIAL BANKING
Remarks
Registered Institution
HONGKONG AND SHANGHAI BANKING CORPORATION LIMITED (THE)
Regulated Activity
Type 4: advising on securities
First date of engagement
28 Sep 2021
Is an Executive Officer? (Yes / No)
No
Capacity
ASSISTANT VICE PRESIDENT, COMMERCIAL BANKING
Remarks
Business Address
Conditions
Registration History
Public Disciplinary Actions
:
Name of Relevant Individual
CHAN, YUEN YING CHARMMY
:
Chinese Name of Relevant Individual
陳婉瑩
:
HKMA Registration Number
AI7793
Registered Institution
Regulated Activity
First date of engagement
Is an Executive Officer? (Yes / No)
Capacity
Remarks
HONGKONG AND SHANGHAI BANKING CORPORATION LIMITED (THE)
Type 1: dealing in securities
28 Sep 2021
No
ASSISTANT VICE PRESIDENT, COMMERCIAL BANKING
HONGKONG AND SHANGHAI BANKING CORPORATION LIMITED (THE)
Type 4: advising on securities
28 Sep 2021
No
ASSISTANT VICE PRESIDENT, COMMERCIAL BANKING