Register of Securities Staff of AIs
Last updated on 18/06/2026
Name of Relevant Individual
HUANG, HUIYUAN
Chinese Name of Relevant Individual
黃薈媛
HKMA Registration Number
AI7814
Current Registration
Registered Institution
Regulated Activity
First date of engagement
Is an Executive Officer? (Yes / No)
Capacity
Remarks
Registered Institution
BANK OF CHINA (HONG KONG) LIMITED
Regulated Activity
Type 1: dealing in securities
First date of engagement
31 Aug 2024
Is an Executive Officer? (Yes / No)
No
Capacity
ASSIST CUSTOMER RM-BUS BANKING
Remarks
Registered Institution
BANK OF CHINA (HONG KONG) LIMITED
Regulated Activity
Type 4: advising on securities
First date of engagement
31 Aug 2024
Is an Executive Officer? (Yes / No)
No
Capacity
ASSIST CUSTOMER RM-BUS BANKING
Remarks
Business Address
Name of Registered Institution
SFC CE number
Business Address
Name of Registered Institution
BANK OF CHINA (HONG KONG) LIMITED
SFC CE number
AAL698
Business Address
14TH FLOOR, BANK OF CHINA TOWER, NO.1 GARDEN ROAD, HONG KONG.
Conditions
Not Applicable
Registration History
HKMA Registration Number
Registered Institution
Regulated Activity
Effective Period
Is an Executive Officer? (Yes / No)
HKMA Registration Number
A
Registered Institution
BANK OF CHINA (HONG KONG) LIMITED
Regulated Activity
Type 1: dealing in securities
Effective Period
Since 31 Aug 2024
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
BANK OF CHINA (HONG KONG) LIMITED
Regulated Activity
Type 4: advising on securities
Effective Period
Since 31 Aug 2024
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
NANYANG COMMERCIAL BANK, LIMITED
Regulated Activity
Type 1: dealing in securities
Effective Period
26 Jul 2023 - 27 Jul 2024
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
NANYANG COMMERCIAL BANK, LIMITED
Regulated Activity
Type 4: advising on securities
Effective Period
26 Jul 2023 - 27 Jul 2024
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
BANK OF CHINA (HONG KONG) LIMITED
Regulated Activity
Type 1: dealing in securities
Effective Period
30 Nov 2021 - 09 May 2023
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
BANK OF CHINA (HONG KONG) LIMITED
Regulated Activity
Type 4: advising on securities
Effective Period
30 Nov 2021 - 09 May 2023
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
BANK OF COMMUNICATIONS (HONG KONG) LIMITED
Regulated Activity
Type 1: dealing in securities
Effective Period
29 Sep 2021 - 16 Oct 2021
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
BANK OF COMMUNICATIONS (HONG KONG) LIMITED
Regulated Activity
Type 4: advising on securities
Effective Period
29 Sep 2021 - 16 Oct 2021
Is an Executive Officer? (Yes / No)
No
Records: 1-8 of 8
Public Disciplinary Actions
Records of public disciplinary actions taken against the relevant individual by the SFC
Not Applicable
Records of public disciplinary actions taken against the relevant individual by the HKMA
Not Applicable
Public disciplinary actions (if any) that took effect over five years ago are not shown.
:
Name of Relevant Individual
HUANG, HUIYUAN
:
Chinese Name of Relevant Individual
黃薈媛
:
HKMA Registration Number
AI7814
Registered Institution
Regulated Activity
First date of engagement
Is an Executive Officer? (Yes / No)
Capacity
Remarks
BANK OF CHINA (HONG KONG) LIMITED
Type 1: dealing in securities
31 Aug 2024
No
ASSIST CUSTOMER RM-BUS BANKING
BANK OF CHINA (HONG KONG) LIMITED
Type 4: advising on securities
31 Aug 2024
No
ASSIST CUSTOMER RM-BUS BANKING
Name of Registered Institution
SFC CE number
Business Address
BANK OF CHINA (HONG KONG) LIMITED
AAL698
14TH FLOOR, BANK OF CHINA TOWER, NO.1 GARDEN ROAD, HONG KONG.
Not Applicable
HKMA Registration Number
Registered Institution
Regulated Activity
Effective Period
Is an Executive Officer? (Yes / No)
AI7814
BANK OF CHINA (HONG KONG) LIMITED
Type 1: dealing in securities
Since 31 Aug 2024
No
AI7814
BANK OF CHINA (HONG KONG) LIMITED
Type 4: advising on securities
Since 31 Aug 2024
No
AI7814
NANYANG COMMERCIAL BANK, LIMITED
Type 1: dealing in securities
26 Jul 2023 - 27 Jul 2024
No
AI7814
NANYANG COMMERCIAL BANK, LIMITED
Type 4: advising on securities
26 Jul 2023 - 27 Jul 2024
No
AI7814
BANK OF CHINA (HONG KONG) LIMITED
Type 1: dealing in securities
30 Nov 2021 - 09 May 2023
No
AI7814
BANK OF CHINA (HONG KONG) LIMITED
Type 4: advising on securities
30 Nov 2021 - 09 May 2023
No
AI7814
BANK OF COMMUNICATIONS (HONG KONG) LIMITED
Type 1: dealing in securities
29 Sep 2021 - 16 Oct 2021
No
AI7814
BANK OF COMMUNICATIONS (HONG KONG) LIMITED
Type 4: advising on securities
29 Sep 2021 - 16 Oct 2021
No
Records of public disciplinary actions taken against the relevant individual by the SFC
Not Applicable
Records of public disciplinary actions taken against the relevant individual by the HKMA
Not Applicable
Public disciplinary actions (if any) that took effect over five years ago are not shown.