Register of Securities Staff of AIs
Last updated on 18/06/2026
Name of Relevant Individual
LI, ANSON
Chinese Name of Relevant Individual
李正
HKMA Registration Number
AI7883
Current Registration
Not Applicable
Business Address
Not Applicable
Conditions
Not Applicable
Registration History
HKMA Registration Number
Registered Institution
Regulated Activity
Effective Period
Is an Executive Officer? (Yes / No)
HKMA Registration Number
A
Registered Institution
MORGAN STANLEY BANK ASIA LIMITED
Regulated Activity
Type 1: dealing in securities
Effective Period
09 Dec 2025 - 04 Mar 2026
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
MORGAN STANLEY BANK ASIA LIMITED
Regulated Activity
Type 2: dealing in futures contracts
Effective Period
09 Dec 2025 - 04 Mar 2026
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
EFG BANK AG
Regulated Activity
Type 1: dealing in securities
Effective Period
15 May 2025 - 26 Aug 2025
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
EFG BANK AG
Regulated Activity
Type 4: advising on securities
Effective Period
15 May 2025 - 26 Aug 2025
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
UBS AG
Regulated Activity
Type 1: dealing in securities
Effective Period
15 Nov 2023 - 23 Aug 2024
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
CATHAY UNITED BANK COMPANY, LIMITED
Regulated Activity
Type 1: dealing in securities
Effective Period
06 Oct 2021 - 08 Nov 2021
Is an Executive Officer? (Yes / No)
No
Records: 1-6 of 6
Public Disciplinary Actions
Records of public disciplinary actions taken against the relevant individual by the SFC
Not Applicable
Records of public disciplinary actions taken against the relevant individual by the HKMA
Not Applicable
Public disciplinary actions (if any) that took effect over five years ago are not shown.
:
Name of Relevant Individual
LI, ANSON
:
Chinese Name of Relevant Individual
李正
:
HKMA Registration Number
AI7883
Not Applicable
Not Applicable
Not Applicable
HKMA Registration Number
Registered Institution
Regulated Activity
Effective Period
Is an Executive Officer? (Yes / No)
AI7883
MORGAN STANLEY BANK ASIA LIMITED
Type 1: dealing in securities
09 Dec 2025 - 04 Mar 2026
No
AI7883
MORGAN STANLEY BANK ASIA LIMITED
Type 2: dealing in futures contracts
09 Dec 2025 - 04 Mar 2026
No
AI7883
EFG BANK AG
Type 1: dealing in securities
15 May 2025 - 26 Aug 2025
No
AI7883
EFG BANK AG
Type 4: advising on securities
15 May 2025 - 26 Aug 2025
No
AI7883
UBS AG
Type 1: dealing in securities
15 Nov 2023 - 23 Aug 2024
No
AI7883
CATHAY UNITED BANK COMPANY, LIMITED
Type 1: dealing in securities
06 Oct 2021 - 08 Nov 2021
No
Records of public disciplinary actions taken against the relevant individual by the SFC
Not Applicable
Records of public disciplinary actions taken against the relevant individual by the HKMA
Not Applicable
Public disciplinary actions (if any) that took effect over five years ago are not shown.