Register of Securities Staff of AIs

Last updated on 18/06/2026
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Name of Relevant Individual
MCCAPPIN, BRIAN
Chinese Name of Relevant Individual

HKMA Registration Number
AI7896
Registered Institution
Regulated Activity
First date of engagement
Is an Executive Officer? (Yes / No)
Capacity
Remarks
Registered Institution
BNP PARIBAS
Regulated Activity
Type 1: dealing in securities
First date of engagement
08 Oct 2021
Is an Executive Officer? (Yes / No)
Yes
Capacity
HEAD OF THE APAC GM CLIENT GROUP AND DEPUTY HEAD OF GLOBAL MARKETS APAC
Remarks
Registered Institution
BNP PARIBAS
Regulated Activity
Type 4: advising on securities
First date of engagement
08 Oct 2021
Is an Executive Officer? (Yes / No)
Yes
Capacity
HEAD OF THE APAC GM CLIENT GROUP AND DEPUTY HEAD OF GLOBAL MARKETS APAC
Remarks
Registered Institution
BNP PARIBAS
Regulated Activity
Type 6: advising on corporate finance
First date of engagement
21 Sep 2022
Is an Executive Officer? (Yes / No)
No
Capacity
CORPORATE AND INSTITUTIONAL BANKING
Remarks
Business Address
Conditions
Registration History
Public Disciplinary Actions
:
Name of Relevant Individual
MCCAPPIN, BRIAN
:
Chinese Name of Relevant Individual
:
HKMA Registration Number
AI7896
Registered Institution
Regulated Activity
First date of engagement
Is an Executive Officer? (Yes / No)
Capacity
Remarks
BNP PARIBAS
Type 1: dealing in securities
08 Oct 2021
Yes
HEAD OF THE APAC GM CLIENT GROUP AND DEPUTY HEAD OF GLOBAL MARKETS APAC
BNP PARIBAS
Type 4: advising on securities
08 Oct 2021
Yes
HEAD OF THE APAC GM CLIENT GROUP AND DEPUTY HEAD OF GLOBAL MARKETS APAC
BNP PARIBAS
Type 6: advising on corporate finance
21 Sep 2022
No
CORPORATE AND INSTITUTIONAL BANKING