Register of Securities Staff of AIs
Last updated on 18/06/2026
Name of Relevant Individual
WU, KA NING
Chinese Name of Relevant Individual
胡家寧
HKMA Registration Number
AI7915
Current Registration
Registered Institution
Regulated Activity
First date of engagement
Is an Executive Officer? (Yes / No)
Capacity
Remarks
Registered Institution
ANT BANK (HONG KONG) LIMITED
Regulated Activity
Type 1: dealing in securities
First date of engagement
30 Nov 2024
Is an Executive Officer? (Yes / No)
No
Capacity
DEALING IN SECURITIES
Remarks
Business Address
Name of Registered Institution
SFC CE number
Business Address
Name of Registered Institution
ANT BANK (HONG KONG) LIMITED
SFC CE number
BUE425
Business Address
SUITES 2101-2105, 2201-2204 AND 2301, TOWER ONE, TIMES SQUARE, 1 MATHESON STREET, CAUSEWAY BAY, HONG KONG
Conditions
Not Applicable
Registration History
HKMA Registration Number
Registered Institution
Regulated Activity
Effective Period
Is an Executive Officer? (Yes / No)
HKMA Registration Number
A
Registered Institution
ANT BANK (HONG KONG) LIMITED
Regulated Activity
Type 1: dealing in securities
Effective Period
Since 30 Nov 2024
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
MOX BANK LIMITED
Regulated Activity
Type 1: dealing in securities
Effective Period
21 Nov 2023 - 15 Sep 2024
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
CITIBANK (HONG KONG) LIMITED
Regulated Activity
Type 1: dealing in securities
Effective Period
29 Dec 2021 - 13 Jul 2023
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
CITIBANK, N.A.
Regulated Activity
Type 1: dealing in securities
Effective Period
29 Dec 2021 - 13 Jul 2023
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
HANG SENG BANK, LIMITED
Regulated Activity
Type 1: dealing in securities
Effective Period
12 Oct 2021 - 14 Nov 2021
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
HANG SENG BANK, LIMITED
Regulated Activity
Type 4: advising on securities
Effective Period
12 Oct 2021 - 14 Nov 2021
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
HANG SENG BANK, LIMITED
Regulated Activity
Type 7: providing automated trading services
Effective Period
12 Oct 2021 - 14 Nov 2021
Is an Executive Officer? (Yes / No)
No
Records: 1-7 of 7
Public Disciplinary Actions
Records of public disciplinary actions taken against the relevant individual by the SFC
Not Applicable
Records of public disciplinary actions taken against the relevant individual by the HKMA
Not Applicable
Public disciplinary actions (if any) that took effect over five years ago are not shown.
:
Name of Relevant Individual
WU, KA NING
:
Chinese Name of Relevant Individual
胡家寧
:
HKMA Registration Number
AI7915
Registered Institution
Regulated Activity
First date of engagement
Is an Executive Officer? (Yes / No)
Capacity
Remarks
ANT BANK (HONG KONG) LIMITED
Type 1: dealing in securities
30 Nov 2024
No
DEALING IN SECURITIES
Name of Registered Institution
SFC CE number
Business Address
ANT BANK (HONG KONG) LIMITED
BUE425
SUITES 2101-2105, 2201-2204 AND 2301, TOWER ONE, TIMES SQUARE, 1 MATHESON STREET, CAUSEWAY BAY, HONG KONG
Not Applicable
HKMA Registration Number
Registered Institution
Regulated Activity
Effective Period
Is an Executive Officer? (Yes / No)
AI7915
ANT BANK (HONG KONG) LIMITED
Type 1: dealing in securities
Since 30 Nov 2024
No
AI7915
MOX BANK LIMITED
Type 1: dealing in securities
21 Nov 2023 - 15 Sep 2024
No
AI7915
CITIBANK (HONG KONG) LIMITED
Type 1: dealing in securities
29 Dec 2021 - 13 Jul 2023
No
AI7915
CITIBANK, N.A.
Type 1: dealing in securities
29 Dec 2021 - 13 Jul 2023
No
AI7915
HANG SENG BANK, LIMITED
Type 1: dealing in securities
12 Oct 2021 - 14 Nov 2021
No
AI7915
HANG SENG BANK, LIMITED
Type 4: advising on securities
12 Oct 2021 - 14 Nov 2021
No
AI7915
HANG SENG BANK, LIMITED
Type 7: providing automated trading services
12 Oct 2021 - 14 Nov 2021
No
Records of public disciplinary actions taken against the relevant individual by the SFC
Not Applicable
Records of public disciplinary actions taken against the relevant individual by the HKMA
Not Applicable
Public disciplinary actions (if any) that took effect over five years ago are not shown.