Register of Securities Staff of AIs
Last updated on 18/06/2026
Name of Relevant Individual
NG, YUI LING
Chinese Name of Relevant Individual
吳睿甯
HKMA Registration Number
AI7916
Current Registration
Registered Institution
Regulated Activity
First date of engagement
Is an Executive Officer? (Yes / No)
Capacity
Remarks
Registered Institution
BANK OF EAST ASIA, LIMITED (THE)
Regulated Activity
Type 1: dealing in securities
First date of engagement
01 May 2026
Is an Executive Officer? (Yes / No)
No
Capacity
CLIENT SERVICING OFFICER
Remarks
Registered Institution
BANK OF EAST ASIA, LIMITED (THE)
Regulated Activity
Type 4: advising on securities
First date of engagement
01 May 2026
Is an Executive Officer? (Yes / No)
No
Capacity
CLIENT SERVICING OFFICER
Remarks
Business Address
Name of Registered Institution
SFC CE number
Business Address
Name of Registered Institution
BANK OF EAST ASIA, LIMITED (THE)
SFC CE number
AAJ165
Business Address
BANK OF EAST ASIA BUILDING, 10 DES VOEUX ROAD CENTRAL, HONG KONG.
Conditions
Not Applicable
Registration History
HKMA Registration Number
Registered Institution
Regulated Activity
Effective Period
Is an Executive Officer? (Yes / No)
HKMA Registration Number
A
Registered Institution
BANK OF EAST ASIA, LIMITED (THE)
Regulated Activity
Type 1: dealing in securities
Effective Period
Since 01 May 2026
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
BANK OF EAST ASIA, LIMITED (THE)
Regulated Activity
Type 4: advising on securities
Effective Period
Since 01 May 2026
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
BANK SINOPAC
Regulated Activity
Type 1: dealing in securities
Effective Period
18 May 2023 - 16 Mar 2026
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
BANK SINOPAC
Regulated Activity
Type 4: advising on securities
Effective Period
18 May 2023 - 16 Mar 2026
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
HANG SENG BANK, LIMITED
Regulated Activity
Type 1: dealing in securities
Effective Period
12 Oct 2021 - 30 Apr 2023
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
HANG SENG BANK, LIMITED
Regulated Activity
Type 4: advising on securities
Effective Period
12 Oct 2021 - 30 Apr 2023
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
HANG SENG BANK, LIMITED
Regulated Activity
Type 7: providing automated trading services
Effective Period
12 Oct 2021 - 30 Jun 2022
Is an Executive Officer? (Yes / No)
No
Records: 1-7 of 7
Public Disciplinary Actions
Records of public disciplinary actions taken against the relevant individual by the SFC
Not Applicable
Records of public disciplinary actions taken against the relevant individual by the HKMA
Not Applicable
Public disciplinary actions (if any) that took effect over five years ago are not shown.
:
Name of Relevant Individual
NG, YUI LING
:
Chinese Name of Relevant Individual
吳睿甯
:
HKMA Registration Number
AI7916
Registered Institution
Regulated Activity
First date of engagement
Is an Executive Officer? (Yes / No)
Capacity
Remarks
BANK OF EAST ASIA, LIMITED (THE)
Type 1: dealing in securities
01 May 2026
No
CLIENT SERVICING OFFICER
BANK OF EAST ASIA, LIMITED (THE)
Type 4: advising on securities
01 May 2026
No
CLIENT SERVICING OFFICER
Name of Registered Institution
SFC CE number
Business Address
BANK OF EAST ASIA, LIMITED (THE)
AAJ165
BANK OF EAST ASIA BUILDING, 10 DES VOEUX ROAD CENTRAL, HONG KONG.
Not Applicable
HKMA Registration Number
Registered Institution
Regulated Activity
Effective Period
Is an Executive Officer? (Yes / No)
AI7916
BANK OF EAST ASIA, LIMITED (THE)
Type 1: dealing in securities
Since 01 May 2026
No
AI7916
BANK OF EAST ASIA, LIMITED (THE)
Type 4: advising on securities
Since 01 May 2026
No
AI7916
BANK SINOPAC
Type 1: dealing in securities
18 May 2023 - 16 Mar 2026
No
AI7916
BANK SINOPAC
Type 4: advising on securities
18 May 2023 - 16 Mar 2026
No
AI7916
HANG SENG BANK, LIMITED
Type 1: dealing in securities
12 Oct 2021 - 30 Apr 2023
No
AI7916
HANG SENG BANK, LIMITED
Type 4: advising on securities
12 Oct 2021 - 30 Apr 2023
No
AI7916
HANG SENG BANK, LIMITED
Type 7: providing automated trading services
12 Oct 2021 - 30 Jun 2022
No
Records of public disciplinary actions taken against the relevant individual by the SFC
Not Applicable
Records of public disciplinary actions taken against the relevant individual by the HKMA
Not Applicable
Public disciplinary actions (if any) that took effect over five years ago are not shown.
