Register of Securities Staff of AIs
Last updated on 18/06/2026
Name of Relevant Individual
LAU, HO MAN
Chinese Name of Relevant Individual
劉浩文
HKMA Registration Number
AI7928
Current Registration
Not Applicable
Business Address
Not Applicable
Conditions
Not Applicable
Registration History
HKMA Registration Number
Registered Institution
Regulated Activity
Effective Period
Is an Executive Officer? (Yes / No)
HKMA Registration Number
A
Registered Institution
CHONG HING BANK LIMITED
Regulated Activity
Type 1: dealing in securities
Effective Period
10 Jul 2024 - 02 Jan 2025
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
CHONG HING BANK LIMITED
Regulated Activity
Type 4: advising on securities
Effective Period
10 Jul 2024 - 02 Jan 2025
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
INDUSTRIAL AND COMMERCIAL BANK OF CHINA (ASIA) LIMITED
Regulated Activity
Type 1: dealing in securities
Effective Period
29 Mar 2023 - 16 Feb 2024
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
INDUSTRIAL AND COMMERCIAL BANK OF CHINA (ASIA) LIMITED
Regulated Activity
Type 4: advising on securities
Effective Period
29 Mar 2023 - 16 Feb 2024
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
FUBON BANK (HONG KONG) LIMITED
Regulated Activity
Type 1: dealing in securities
Effective Period
03 Aug 2022 - 02 Feb 2023
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
FUBON BANK (HONG KONG) LIMITED
Regulated Activity
Type 4: advising on securities
Effective Period
03 Aug 2022 - 02 Feb 2023
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
HANG SENG BANK, LIMITED
Regulated Activity
Type 1: dealing in securities
Effective Period
13 Oct 2021 - 13 Jun 2022
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
HANG SENG BANK, LIMITED
Regulated Activity
Type 4: advising on securities
Effective Period
13 Oct 2021 - 13 Jun 2022
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
HANG SENG BANK, LIMITED
Regulated Activity
Type 7: providing automated trading services
Effective Period
13 Oct 2021 - 13 Jun 2022
Is an Executive Officer? (Yes / No)
No
Records: 1-9 of 9
Public Disciplinary Actions
Records of public disciplinary actions taken against the relevant individual by the SFC
Not Applicable
Records of public disciplinary actions taken against the relevant individual by the HKMA
Not Applicable
Public disciplinary actions (if any) that took effect over five years ago are not shown.
:
Name of Relevant Individual
LAU, HO MAN
:
Chinese Name of Relevant Individual
劉浩文
:
HKMA Registration Number
AI7928
Not Applicable
Not Applicable
Not Applicable
HKMA Registration Number
Registered Institution
Regulated Activity
Effective Period
Is an Executive Officer? (Yes / No)
AI7928
CHONG HING BANK LIMITED
Type 1: dealing in securities
10 Jul 2024 - 02 Jan 2025
No
AI7928
CHONG HING BANK LIMITED
Type 4: advising on securities
10 Jul 2024 - 02 Jan 2025
No
AI7928
INDUSTRIAL AND COMMERCIAL BANK OF CHINA (ASIA) LIMITED
Type 1: dealing in securities
29 Mar 2023 - 16 Feb 2024
No
AI7928
INDUSTRIAL AND COMMERCIAL BANK OF CHINA (ASIA) LIMITED
Type 4: advising on securities
29 Mar 2023 - 16 Feb 2024
No
AI7928
FUBON BANK (HONG KONG) LIMITED
Type 1: dealing in securities
03 Aug 2022 - 02 Feb 2023
No
AI7928
FUBON BANK (HONG KONG) LIMITED
Type 4: advising on securities
03 Aug 2022 - 02 Feb 2023
No
AI7928
HANG SENG BANK, LIMITED
Type 1: dealing in securities
13 Oct 2021 - 13 Jun 2022
No
AI7928
HANG SENG BANK, LIMITED
Type 4: advising on securities
13 Oct 2021 - 13 Jun 2022
No
AI7928
HANG SENG BANK, LIMITED
Type 7: providing automated trading services
13 Oct 2021 - 13 Jun 2022
No
Records of public disciplinary actions taken against the relevant individual by the SFC
Not Applicable
Records of public disciplinary actions taken against the relevant individual by the HKMA
Not Applicable
Public disciplinary actions (if any) that took effect over five years ago are not shown.