Register of Securities Staff of AIs
Last updated on 18/06/2026
Name of Relevant Individual
KAN, WING LAM
Chinese Name of Relevant Individual
簡穎琳
HKMA Registration Number
AI7944
Current Registration
Not Applicable
Business Address
Not Applicable
Conditions
Not Applicable
Registration History
HKMA Registration Number
Registered Institution
Regulated Activity
Effective Period
Is an Executive Officer? (Yes / No)
HKMA Registration Number
A
Registered Institution
CITIBANK (HONG KONG) LIMITED
Regulated Activity
Type 1: dealing in securities
Effective Period
25 Nov 2022 - 17 Aug 2025
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
CITIBANK (HONG KONG) LIMITED
Regulated Activity
Type 4: advising on securities
Effective Period
25 Nov 2022 - 17 Aug 2025
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
CITIBANK, N.A.
Regulated Activity
Type 1: dealing in securities
Effective Period
25 Nov 2022 - 17 Aug 2025
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
CITIBANK, N.A.
Regulated Activity
Type 4: advising on securities
Effective Period
25 Nov 2022 - 17 Aug 2025
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
DBS BANK (HONG KONG) LIMITED
Regulated Activity
Type 1: dealing in securities
Effective Period
16 Oct 2021 - 31 Jul 2022
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
DBS BANK (HONG KONG) LIMITED
Regulated Activity
Type 4: advising on securities
Effective Period
16 Oct 2021 - 31 Jul 2022
Is an Executive Officer? (Yes / No)
No
Records: 1-6 of 6
Public Disciplinary Actions
Records of public disciplinary actions taken against the relevant individual by the SFC
Not Applicable
Records of public disciplinary actions taken against the relevant individual by the HKMA
Not Applicable
Public disciplinary actions (if any) that took effect over five years ago are not shown.
:
Name of Relevant Individual
KAN, WING LAM
:
Chinese Name of Relevant Individual
簡穎琳
:
HKMA Registration Number
AI7944
Not Applicable
Not Applicable
Not Applicable
HKMA Registration Number
Registered Institution
Regulated Activity
Effective Period
Is an Executive Officer? (Yes / No)
AI7944
CITIBANK (HONG KONG) LIMITED
Type 1: dealing in securities
25 Nov 2022 - 17 Aug 2025
No
AI7944
CITIBANK (HONG KONG) LIMITED
Type 4: advising on securities
25 Nov 2022 - 17 Aug 2025
No
AI7944
CITIBANK, N.A.
Type 1: dealing in securities
25 Nov 2022 - 17 Aug 2025
No
AI7944
CITIBANK, N.A.
Type 4: advising on securities
25 Nov 2022 - 17 Aug 2025
No
AI7944
DBS BANK (HONG KONG) LIMITED
Type 1: dealing in securities
16 Oct 2021 - 31 Jul 2022
No
AI7944
DBS BANK (HONG KONG) LIMITED
Type 4: advising on securities
16 Oct 2021 - 31 Jul 2022
No
Records of public disciplinary actions taken against the relevant individual by the SFC
Not Applicable
Records of public disciplinary actions taken against the relevant individual by the HKMA
Not Applicable
Public disciplinary actions (if any) that took effect over five years ago are not shown.