Register of Securities Staff of AIs
Last updated on 18/06/2026
Name of Relevant Individual
TAI, KWAN SIU
Chinese Name of Relevant Individual
戴均兆
HKMA Registration Number
AI7948
Current Registration
Not Applicable
Business Address
Not Applicable
Conditions
Not Applicable
Registration History
HKMA Registration Number
Registered Institution
Regulated Activity
Effective Period
Is an Executive Officer? (Yes / No)
HKMA Registration Number
A
Registered Institution
DAH SING BANK, LIMITED
Regulated Activity
Type 1: dealing in securities
Effective Period
02 Feb 2023 - 27 Nov 2023
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
DAH SING BANK, LIMITED
Regulated Activity
Type 4: advising on securities
Effective Period
02 Feb 2023 - 27 Nov 2023
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
DAH SING BANK, LIMITED
Regulated Activity
Type 1: dealing in securities
Effective Period
07 Sep 2022 - 30 Dec 2022
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
DAH SING BANK, LIMITED
Regulated Activity
Type 4: advising on securities
Effective Period
07 Sep 2022 - 30 Dec 2022
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
BANK OF CHINA (HONG KONG) LIMITED
Regulated Activity
Type 1: dealing in securities
Effective Period
16 Oct 2021 - 25 Jun 2022
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
BANK OF CHINA (HONG KONG) LIMITED
Regulated Activity
Type 4: advising on securities
Effective Period
16 Oct 2021 - 25 Jun 2022
Is an Executive Officer? (Yes / No)
No
Records: 1-6 of 6
Public Disciplinary Actions
Records of public disciplinary actions taken against the relevant individual by the SFC
Not Applicable
Records of public disciplinary actions taken against the relevant individual by the HKMA
Not Applicable
Public disciplinary actions (if any) that took effect over five years ago are not shown.
:
Name of Relevant Individual
TAI, KWAN SIU
:
Chinese Name of Relevant Individual
戴均兆
:
HKMA Registration Number
AI7948
Not Applicable
Not Applicable
Not Applicable
HKMA Registration Number
Registered Institution
Regulated Activity
Effective Period
Is an Executive Officer? (Yes / No)
AI7948
DAH SING BANK, LIMITED
Type 1: dealing in securities
02 Feb 2023 - 27 Nov 2023
No
AI7948
DAH SING BANK, LIMITED
Type 4: advising on securities
02 Feb 2023 - 27 Nov 2023
No
AI7948
DAH SING BANK, LIMITED
Type 1: dealing in securities
07 Sep 2022 - 30 Dec 2022
No
AI7948
DAH SING BANK, LIMITED
Type 4: advising on securities
07 Sep 2022 - 30 Dec 2022
No
AI7948
BANK OF CHINA (HONG KONG) LIMITED
Type 1: dealing in securities
16 Oct 2021 - 25 Jun 2022
No
AI7948
BANK OF CHINA (HONG KONG) LIMITED
Type 4: advising on securities
16 Oct 2021 - 25 Jun 2022
No
Records of public disciplinary actions taken against the relevant individual by the SFC
Not Applicable
Records of public disciplinary actions taken against the relevant individual by the HKMA
Not Applicable
Public disciplinary actions (if any) that took effect over five years ago are not shown.