Register of Securities Staff of AIs
Last updated on 18/06/2026
Name of Relevant Individual
CHO, CHING CHING
Chinese Name of Relevant Individual
卓程程
HKMA Registration Number
AI7949
Current Registration
Not Applicable
Business Address
Not Applicable
Conditions
Not Applicable
Registration History
HKMA Registration Number
Registered Institution
Regulated Activity
Effective Period
Is an Executive Officer? (Yes / No)
HKMA Registration Number
A
Registered Institution
BANK OF CHINA (HONG KONG) LIMITED
Regulated Activity
Type 1: dealing in securities
Effective Period
04 Apr 2023 - 28 Jul 2024
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
BANK OF CHINA (HONG KONG) LIMITED
Regulated Activity
Type 4: advising on securities
Effective Period
04 Apr 2023 - 28 Jul 2024
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
BANK OF CHINA (HONG KONG) LIMITED
Regulated Activity
Type 1: dealing in securities
Effective Period
16 Oct 2021 - 15 Sep 2022
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
BANK OF CHINA (HONG KONG) LIMITED
Regulated Activity
Type 4: advising on securities
Effective Period
16 Oct 2021 - 15 Sep 2022
Is an Executive Officer? (Yes / No)
No
Records: 1-4 of 4
Public Disciplinary Actions
Records of public disciplinary actions taken against the relevant individual by the SFC
Not Applicable
Records of public disciplinary actions taken against the relevant individual by the HKMA
Not Applicable
Public disciplinary actions (if any) that took effect over five years ago are not shown.
:
Name of Relevant Individual
CHO, CHING CHING
:
Chinese Name of Relevant Individual
卓程程
:
HKMA Registration Number
AI7949
Not Applicable
Not Applicable
Not Applicable
HKMA Registration Number
Registered Institution
Regulated Activity
Effective Period
Is an Executive Officer? (Yes / No)
AI7949
BANK OF CHINA (HONG KONG) LIMITED
Type 1: dealing in securities
04 Apr 2023 - 28 Jul 2024
No
AI7949
BANK OF CHINA (HONG KONG) LIMITED
Type 4: advising on securities
04 Apr 2023 - 28 Jul 2024
No
AI7949
BANK OF CHINA (HONG KONG) LIMITED
Type 1: dealing in securities
16 Oct 2021 - 15 Sep 2022
No
AI7949
BANK OF CHINA (HONG KONG) LIMITED
Type 4: advising on securities
16 Oct 2021 - 15 Sep 2022
No
Records of public disciplinary actions taken against the relevant individual by the SFC
Not Applicable
Records of public disciplinary actions taken against the relevant individual by the HKMA
Not Applicable
Public disciplinary actions (if any) that took effect over five years ago are not shown.