Register of Securities Staff of AIs
Last updated on 18/06/2026
Name of Relevant Individual
XU, HAOSHUANG
Chinese Name of Relevant Individual
許昊爽
HKMA Registration Number
AI7951
Current Registration
Registered Institution
Regulated Activity
First date of engagement
Is an Executive Officer? (Yes / No)
Capacity
Remarks
Registered Institution
ING BANK N.V.
Regulated Activity
Type 1: dealing in securities
First date of engagement
19 Mar 2025
Is an Executive Officer? (Yes / No)
No
Capacity
ASSOCIATE
Remarks
Registered Institution
ING BANK N.V.
Regulated Activity
Type 4: advising on securities
First date of engagement
19 Mar 2025
Is an Executive Officer? (Yes / No)
No
Capacity
ASSOCIATE
Remarks
Registered Institution
ING BANK N.V.
Regulated Activity
Type 6: advising on corporate finance
First date of engagement
19 Mar 2025
Is an Executive Officer? (Yes / No)
No
Capacity
ASSOCIATE
Remarks
Business Address
Name of Registered Institution
SFC CE number
Business Address
Name of Registered Institution
ING BANK N.V.
SFC CE number
AAI460
Business Address
8TH FLOOR, THREE PACIFIC PLACE, 1 QUEEN'S ROAD EAST, HONG KONG
Conditions
Not Applicable
Registration History
HKMA Registration Number
Registered Institution
Regulated Activity
Effective Period
Is an Executive Officer? (Yes / No)
HKMA Registration Number
A
Registered Institution
ING BANK N.V.
Regulated Activity
Type 1: dealing in securities
Effective Period
Since 19 Mar 2025
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
ING BANK N.V.
Regulated Activity
Type 4: advising on securities
Effective Period
Since 19 Mar 2025
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
ING BANK N.V.
Regulated Activity
Type 6: advising on corporate finance
Effective Period
Since 19 Mar 2025
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
J.P. MORGAN SECURITIES (ASIA PACIFIC) LIMITED
Regulated Activity
Type 1: dealing in securities
Effective Period
18 Oct 2021 - 06 May 2024
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
J.P. MORGAN SECURITIES (ASIA PACIFIC) LIMITED
Regulated Activity
Type 4: advising on securities
Effective Period
18 Oct 2021 - 06 May 2024
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
J.P. MORGAN SECURITIES (ASIA PACIFIC) LIMITED
Regulated Activity
Type 6: advising on corporate finance
Effective Period
18 Oct 2021 - 06 May 2024
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
JPMORGAN CHASE BANK, NATIONAL ASSOCIATION
Regulated Activity
Type 1: dealing in securities
Effective Period
18 Oct 2021 - 06 May 2024
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
JPMORGAN CHASE BANK, NATIONAL ASSOCIATION
Regulated Activity
Type 4: advising on securities
Effective Period
18 Oct 2021 - 06 May 2024
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
JPMORGAN CHASE BANK, NATIONAL ASSOCIATION
Regulated Activity
Type 6: advising on corporate finance
Effective Period
18 Oct 2021 - 06 May 2024
Is an Executive Officer? (Yes / No)
No
Records: 1-9 of 9
Public Disciplinary Actions
Records of public disciplinary actions taken against the relevant individual by the SFC
Not Applicable
Records of public disciplinary actions taken against the relevant individual by the HKMA
Not Applicable
Public disciplinary actions (if any) that took effect over five years ago are not shown.
:
Name of Relevant Individual
XU, HAOSHUANG
:
Chinese Name of Relevant Individual
許昊爽
:
HKMA Registration Number
AI7951
Registered Institution
Regulated Activity
First date of engagement
Is an Executive Officer? (Yes / No)
Capacity
Remarks
ING BANK N.V.
Type 1: dealing in securities
19 Mar 2025
No
ASSOCIATE
ING BANK N.V.
Type 4: advising on securities
19 Mar 2025
No
ASSOCIATE
ING BANK N.V.
Type 6: advising on corporate finance
19 Mar 2025
No
ASSOCIATE
Name of Registered Institution
SFC CE number
Business Address
ING BANK N.V.
AAI460
8TH FLOOR, THREE PACIFIC PLACE, 1 QUEEN'S ROAD EAST, HONG KONG
Not Applicable
HKMA Registration Number
Registered Institution
Regulated Activity
Effective Period
Is an Executive Officer? (Yes / No)
AI7951
ING BANK N.V.
Type 1: dealing in securities
Since 19 Mar 2025
No
AI7951
ING BANK N.V.
Type 4: advising on securities
Since 19 Mar 2025
No
AI7951
ING BANK N.V.
Type 6: advising on corporate finance
Since 19 Mar 2025
No
AI7951
J.P. MORGAN SECURITIES (ASIA PACIFIC) LIMITED
Type 1: dealing in securities
18 Oct 2021 - 06 May 2024
No
AI7951
J.P. MORGAN SECURITIES (ASIA PACIFIC) LIMITED
Type 4: advising on securities
18 Oct 2021 - 06 May 2024
No
AI7951
J.P. MORGAN SECURITIES (ASIA PACIFIC) LIMITED
Type 6: advising on corporate finance
18 Oct 2021 - 06 May 2024
No
AI7951
JPMORGAN CHASE BANK, NATIONAL ASSOCIATION
Type 1: dealing in securities
18 Oct 2021 - 06 May 2024
No
AI7951
JPMORGAN CHASE BANK, NATIONAL ASSOCIATION
Type 4: advising on securities
18 Oct 2021 - 06 May 2024
No
AI7951
JPMORGAN CHASE BANK, NATIONAL ASSOCIATION
Type 6: advising on corporate finance
18 Oct 2021 - 06 May 2024
No
Records of public disciplinary actions taken against the relevant individual by the SFC
Not Applicable
Records of public disciplinary actions taken against the relevant individual by the HKMA
Not Applicable
Public disciplinary actions (if any) that took effect over five years ago are not shown.