Register of Securities Staff of AIs
Last updated on 18/06/2026
Name of Relevant Individual
YU, TSZ KAM
Chinese Name of Relevant Individual
余子淦
HKMA Registration Number
AI7973
Current Registration
Not Applicable
Business Address
Not Applicable
Conditions
Not Applicable
Registration History
HKMA Registration Number
Registered Institution
Regulated Activity
Effective Period
Is an Executive Officer? (Yes / No)
HKMA Registration Number
A
Registered Institution
FUSION BANK LIMITED
Regulated Activity
Type 1: dealing in securities
Effective Period
08 Dec 2022 - 05 Jun 2023
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
FUSION BANK LIMITED
Regulated Activity
Type 4: advising on securities
Effective Period
08 Dec 2022 - 05 Jun 2023
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
DAH SING BANK, LIMITED
Regulated Activity
Type 1: dealing in securities
Effective Period
21 Oct 2021 - 30 Apr 2022
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
DAH SING BANK, LIMITED
Regulated Activity
Type 4: advising on securities
Effective Period
21 Oct 2021 - 30 Apr 2022
Is an Executive Officer? (Yes / No)
No
Records: 1-4 of 4
Public Disciplinary Actions
Records of public disciplinary actions taken against the relevant individual by the SFC
Not Applicable
Records of public disciplinary actions taken against the relevant individual by the HKMA
Not Applicable
Public disciplinary actions (if any) that took effect over five years ago are not shown.
:
Name of Relevant Individual
YU, TSZ KAM
:
Chinese Name of Relevant Individual
余子淦
:
HKMA Registration Number
AI7973
Not Applicable
Not Applicable
Not Applicable
HKMA Registration Number
Registered Institution
Regulated Activity
Effective Period
Is an Executive Officer? (Yes / No)
AI7973
FUSION BANK LIMITED
Type 1: dealing in securities
08 Dec 2022 - 05 Jun 2023
No
AI7973
FUSION BANK LIMITED
Type 4: advising on securities
08 Dec 2022 - 05 Jun 2023
No
AI7973
DAH SING BANK, LIMITED
Type 1: dealing in securities
21 Oct 2021 - 30 Apr 2022
No
AI7973
DAH SING BANK, LIMITED
Type 4: advising on securities
21 Oct 2021 - 30 Apr 2022
No
Records of public disciplinary actions taken against the relevant individual by the SFC
Not Applicable
Records of public disciplinary actions taken against the relevant individual by the HKMA
Not Applicable
Public disciplinary actions (if any) that took effect over five years ago are not shown.