Register of Securities Staff of AIs
Last updated on 18/06/2026
Name of Relevant Individual
TING, MARLYN CHUA
Chinese Name of Relevant Individual
王嘉琳
HKMA Registration Number
AI7983
Current Registration
Not Applicable
Business Address
Not Applicable
Conditions
Not Applicable
Registration History
HKMA Registration Number
Registered Institution
Regulated Activity
Effective Period
Is an Executive Officer? (Yes / No)
HKMA Registration Number
A
Registered Institution
STANDARD CHARTERED BANK (HONG KONG) LIMITED
Regulated Activity
Type 1: dealing in securities
Effective Period
26 Jun 2023 - 05 Sep 2024
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
STANDARD CHARTERED BANK (HONG KONG) LIMITED
Regulated Activity
Type 4: advising on securities
Effective Period
26 Jun 2023 - 05 Sep 2024
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
STANDARD CHARTERED BANK (HONG KONG) LIMITED
Regulated Activity
Type 6: advising on corporate finance
Effective Period
26 Jun 2023 - 05 Sep 2024
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
NATIXIS
Regulated Activity
Type 1: dealing in securities
Effective Period
22 Oct 2021 - 31 Mar 2023
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
NATIXIS
Regulated Activity
Type 4: advising on securities
Effective Period
22 Oct 2021 - 31 Mar 2023
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
NATIXIS
Regulated Activity
Type 6: advising on corporate finance
Effective Period
22 Oct 2021 - 31 Mar 2023
Is an Executive Officer? (Yes / No)
No
Records: 1-6 of 6
Public Disciplinary Actions
Records of public disciplinary actions taken against the relevant individual by the SFC
Not Applicable
Records of public disciplinary actions taken against the relevant individual by the HKMA
Not Applicable
Public disciplinary actions (if any) that took effect over five years ago are not shown.
:
Name of Relevant Individual
TING, MARLYN CHUA
:
Chinese Name of Relevant Individual
王嘉琳
:
HKMA Registration Number
AI7983
Not Applicable
Not Applicable
Not Applicable
HKMA Registration Number
Registered Institution
Regulated Activity
Effective Period
Is an Executive Officer? (Yes / No)
AI7983
STANDARD CHARTERED BANK (HONG KONG) LIMITED
Type 1: dealing in securities
26 Jun 2023 - 05 Sep 2024
No
AI7983
STANDARD CHARTERED BANK (HONG KONG) LIMITED
Type 4: advising on securities
26 Jun 2023 - 05 Sep 2024
No
AI7983
STANDARD CHARTERED BANK (HONG KONG) LIMITED
Type 6: advising on corporate finance
26 Jun 2023 - 05 Sep 2024
No
AI7983
NATIXIS
Type 1: dealing in securities
22 Oct 2021 - 31 Mar 2023
No
AI7983
NATIXIS
Type 4: advising on securities
22 Oct 2021 - 31 Mar 2023
No
AI7983
NATIXIS
Type 6: advising on corporate finance
22 Oct 2021 - 31 Mar 2023
No
Records of public disciplinary actions taken against the relevant individual by the SFC
Not Applicable
Records of public disciplinary actions taken against the relevant individual by the HKMA
Not Applicable
Public disciplinary actions (if any) that took effect over five years ago are not shown.