Register of Securities Staff of AIs

Last updated on 18/06/2026
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Name of Relevant Individual
AU, CARINNE
Chinese Name of Relevant Individual

歐嘉盈
HKMA Registration Number
AI8014
Registered Institution
Regulated Activity
First date of engagement
Is an Executive Officer? (Yes / No)
Capacity
Remarks
Registered Institution
BNP PARIBAS
Regulated Activity
Type 1: dealing in securities
First date of engagement
25 Oct 2021
Is an Executive Officer? (Yes / No)
No
Capacity
CORPORATE AND INSTITUTIONAL BANKING
Remarks
Registered Institution
BNP PARIBAS
Regulated Activity
Type 6: advising on corporate finance
First date of engagement
25 Oct 2021
Is an Executive Officer? (Yes / No)
No
Capacity
CORPORATE AND INSTITUTIONAL BANKING
Remarks
Business Address
Conditions
Registration History
Public Disciplinary Actions
:
Name of Relevant Individual
AU, CARINNE
:
Chinese Name of Relevant Individual
歐嘉盈
:
HKMA Registration Number
AI8014
Registered Institution
Regulated Activity
First date of engagement
Is an Executive Officer? (Yes / No)
Capacity
Remarks
BNP PARIBAS
Type 1: dealing in securities
25 Oct 2021
No
CORPORATE AND INSTITUTIONAL BANKING
BNP PARIBAS
Type 6: advising on corporate finance
25 Oct 2021
No
CORPORATE AND INSTITUTIONAL BANKING