Register of Securities Staff of AIs
Last updated on 18/06/2026
Name of Relevant Individual
WONG, YEE MAN DINNY
Chinese Name of Relevant Individual
黃懿雯
HKMA Registration Number
AI8063
Current Registration
Not Applicable
Business Address
Not Applicable
Conditions
Not Applicable
Registration History
HKMA Registration Number
Registered Institution
Regulated Activity
Effective Period
Is an Executive Officer? (Yes / No)
HKMA Registration Number
A
Registered Institution
DBS BANK (HONG KONG) LIMITED
Regulated Activity
Type 1: dealing in securities
Effective Period
07 Jun 2023 - 25 Oct 2025
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
DBS BANK (HONG KONG) LIMITED
Regulated Activity
Type 4: advising on securities
Effective Period
07 Jun 2023 - 25 Oct 2025
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
BANK J. SAFRA SARASIN AG
Regulated Activity
Type 1: dealing in securities
Effective Period
12 May 2023 - 23 May 2023
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
BANK J. SAFRA SARASIN AG
Regulated Activity
Type 4: advising on securities
Effective Period
12 May 2023 - 23 May 2023
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
MORGAN STANLEY BANK ASIA LIMITED
Regulated Activity
Type 1: dealing in securities
Effective Period
30 Oct 2021 - 17 Jan 2023
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
MORGAN STANLEY BANK ASIA LIMITED
Regulated Activity
Type 2: dealing in futures contracts
Effective Period
30 Oct 2021 - 17 Jan 2023
Is an Executive Officer? (Yes / No)
No
Records: 1-6 of 6
Public Disciplinary Actions
Records of public disciplinary actions taken against the relevant individual by the SFC
Not Applicable
Records of public disciplinary actions taken against the relevant individual by the HKMA
Not Applicable
Public disciplinary actions (if any) that took effect over five years ago are not shown.
:
Name of Relevant Individual
WONG, YEE MAN DINNY
:
Chinese Name of Relevant Individual
黃懿雯
:
HKMA Registration Number
AI8063
Not Applicable
Not Applicable
Not Applicable
HKMA Registration Number
Registered Institution
Regulated Activity
Effective Period
Is an Executive Officer? (Yes / No)
AI8063
DBS BANK (HONG KONG) LIMITED
Type 1: dealing in securities
07 Jun 2023 - 25 Oct 2025
No
AI8063
DBS BANK (HONG KONG) LIMITED
Type 4: advising on securities
07 Jun 2023 - 25 Oct 2025
No
AI8063
BANK J. SAFRA SARASIN AG
Type 1: dealing in securities
12 May 2023 - 23 May 2023
No
AI8063
BANK J. SAFRA SARASIN AG
Type 4: advising on securities
12 May 2023 - 23 May 2023
No
AI8063
MORGAN STANLEY BANK ASIA LIMITED
Type 1: dealing in securities
30 Oct 2021 - 17 Jan 2023
No
AI8063
MORGAN STANLEY BANK ASIA LIMITED
Type 2: dealing in futures contracts
30 Oct 2021 - 17 Jan 2023
No
Records of public disciplinary actions taken against the relevant individual by the SFC
Not Applicable
Records of public disciplinary actions taken against the relevant individual by the HKMA
Not Applicable
Public disciplinary actions (if any) that took effect over five years ago are not shown.