Register of Securities Staff of AIs

Last updated on 18/06/2026
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Name of Relevant Individual
RICHELLE, NICOLAS PIERRE ALAIN DAVID
Chinese Name of Relevant Individual

HKMA Registration Number
AI8097
Registered Institution
Regulated Activity
First date of engagement
Is an Executive Officer? (Yes / No)
Capacity
Remarks
Registered Institution
NATIXIS
Regulated Activity
Type 1: dealing in securities
First date of engagement
04 Nov 2021
Is an Executive Officer? (Yes / No)
No
Capacity
ASSOCIATE, INVESTMENT BANKING
Remarks
Registered Institution
NATIXIS
Regulated Activity
Type 4: advising on securities
First date of engagement
04 Nov 2021
Is an Executive Officer? (Yes / No)
No
Capacity
ASSOCIATE, INVESTMENT BANKING
Remarks
Registered Institution
NATIXIS
Regulated Activity
Type 6: advising on corporate finance
First date of engagement
04 Nov 2021
Is an Executive Officer? (Yes / No)
No
Capacity
ASSOCIATE, INVESTMENT BANKING
Remarks
Business Address
Conditions
Registration History
Public Disciplinary Actions
:
Name of Relevant Individual
RICHELLE, NICOLAS PIERRE ALAIN DAVID
:
Chinese Name of Relevant Individual
:
HKMA Registration Number
AI8097
Registered Institution
Regulated Activity
First date of engagement
Is an Executive Officer? (Yes / No)
Capacity
Remarks
NATIXIS
Type 1: dealing in securities
04 Nov 2021
No
ASSOCIATE, INVESTMENT BANKING
NATIXIS
Type 4: advising on securities
04 Nov 2021
No
ASSOCIATE, INVESTMENT BANKING
NATIXIS
Type 6: advising on corporate finance
04 Nov 2021
No
ASSOCIATE, INVESTMENT BANKING