Register of Securities Staff of AIs
Last updated on 18/06/2026
Name of Relevant Individual
YIP, CHUN TUNG
Chinese Name of Relevant Individual
葉振東
HKMA Registration Number
AI8128
Current Registration
Not Applicable
Business Address
Not Applicable
Conditions
Not Applicable
Registration History
HKMA Registration Number
Registered Institution
Regulated Activity
Effective Period
Is an Executive Officer? (Yes / No)
HKMA Registration Number
A
Registered Institution
BANK OF EAST ASIA, LIMITED (THE)
Regulated Activity
Type 1: dealing in securities
Effective Period
13 Jun 2024 - 14 Sep 2025
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
BANK OF EAST ASIA, LIMITED (THE)
Regulated Activity
Type 4: advising on securities
Effective Period
13 Jun 2024 - 14 Sep 2025
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
DBS BANK (HONG KONG) LIMITED
Regulated Activity
Type 1: dealing in securities
Effective Period
05 Nov 2021 - 28 Apr 2024
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
DBS BANK (HONG KONG) LIMITED
Regulated Activity
Type 4: advising on securities
Effective Period
05 Nov 2021 - 28 Apr 2024
Is an Executive Officer? (Yes / No)
No
Records: 1-4 of 4
Public Disciplinary Actions
Records of public disciplinary actions taken against the relevant individual by the SFC
Not Applicable
Records of public disciplinary actions taken against the relevant individual by the HKMA
Not Applicable
Public disciplinary actions (if any) that took effect over five years ago are not shown.
:
Name of Relevant Individual
YIP, CHUN TUNG
:
Chinese Name of Relevant Individual
葉振東
:
HKMA Registration Number
AI8128
Not Applicable
Not Applicable
Not Applicable
HKMA Registration Number
Registered Institution
Regulated Activity
Effective Period
Is an Executive Officer? (Yes / No)
AI8128
BANK OF EAST ASIA, LIMITED (THE)
Type 1: dealing in securities
13 Jun 2024 - 14 Sep 2025
No
AI8128
BANK OF EAST ASIA, LIMITED (THE)
Type 4: advising on securities
13 Jun 2024 - 14 Sep 2025
No
AI8128
DBS BANK (HONG KONG) LIMITED
Type 1: dealing in securities
05 Nov 2021 - 28 Apr 2024
No
AI8128
DBS BANK (HONG KONG) LIMITED
Type 4: advising on securities
05 Nov 2021 - 28 Apr 2024
No
Records of public disciplinary actions taken against the relevant individual by the SFC
Not Applicable
Records of public disciplinary actions taken against the relevant individual by the HKMA
Not Applicable
Public disciplinary actions (if any) that took effect over five years ago are not shown.