Register of Securities Staff of AIs

Last updated on 18/06/2026
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Name of Relevant Individual
LE NY, LOUISE ANNE MARIE
Chinese Name of Relevant Individual

HKMA Registration Number
AI8129
Registered Institution
Regulated Activity
First date of engagement
Is an Executive Officer? (Yes / No)
Capacity
Remarks
Registered Institution
CREDIT AGRICOLE CORPORATE AND INVESTMENT BANK
Regulated Activity
Type 1: dealing in securities
First date of engagement
05 Nov 2021
Is an Executive Officer? (Yes / No)
No
Capacity
ASSOCIATE
Remarks
Registered Institution
CREDIT AGRICOLE CORPORATE AND INVESTMENT BANK
Regulated Activity
Type 4: advising on securities
First date of engagement
05 Nov 2021
Is an Executive Officer? (Yes / No)
No
Capacity
ASSOCIATE
Remarks
Business Address
Conditions
Registration History
Public Disciplinary Actions
:
Name of Relevant Individual
LE NY, LOUISE ANNE MARIE
:
Chinese Name of Relevant Individual
:
HKMA Registration Number
AI8129
Registered Institution
Regulated Activity
First date of engagement
Is an Executive Officer? (Yes / No)
Capacity
Remarks
CREDIT AGRICOLE CORPORATE AND INVESTMENT BANK
Type 1: dealing in securities
05 Nov 2021
No
ASSOCIATE
CREDIT AGRICOLE CORPORATE AND INVESTMENT BANK
Type 4: advising on securities
05 Nov 2021
No
ASSOCIATE