Register of Securities Staff of AIs
Last updated on 18/06/2026
Name of Relevant Individual
MOK, MAN FUNG
Chinese Name of Relevant Individual
莫文峰
HKMA Registration Number
AI8282
Current Registration
Not Applicable
Business Address
Not Applicable
Conditions
Not Applicable
Registration History
HKMA Registration Number
Registered Institution
Regulated Activity
Effective Period
Is an Executive Officer? (Yes / No)
HKMA Registration Number
A
Registered Institution
BANK OF EAST ASIA, LIMITED (THE)
Regulated Activity
Type 1: dealing in securities
Effective Period
04 Oct 2025 - 26 Apr 2026
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
BANK OF EAST ASIA, LIMITED (THE)
Regulated Activity
Type 4: advising on securities
Effective Period
04 Oct 2025 - 26 Apr 2026
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
BANK OF CHINA (HONG KONG) LIMITED
Regulated Activity
Type 1: dealing in securities
Effective Period
07 Jan 2023 - 12 Nov 2023
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
BANK OF CHINA (HONG KONG) LIMITED
Regulated Activity
Type 4: advising on securities
Effective Period
07 Jan 2023 - 12 Nov 2023
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
BANK OF COMMUNICATIONS (HONG KONG) LIMITED
Regulated Activity
Type 1: dealing in securities
Effective Period
27 Nov 2021 - 21 Aug 2022
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
BANK OF COMMUNICATIONS (HONG KONG) LIMITED
Regulated Activity
Type 4: advising on securities
Effective Period
27 Nov 2021 - 21 Aug 2022
Is an Executive Officer? (Yes / No)
No
Records: 1-6 of 6
Public Disciplinary Actions
Records of public disciplinary actions taken against the relevant individual by the SFC
Not Applicable
Records of public disciplinary actions taken against the relevant individual by the HKMA
Not Applicable
Public disciplinary actions (if any) that took effect over five years ago are not shown.
:
Name of Relevant Individual
MOK, MAN FUNG
:
Chinese Name of Relevant Individual
莫文峰
:
HKMA Registration Number
AI8282
Not Applicable
Not Applicable
Not Applicable
HKMA Registration Number
Registered Institution
Regulated Activity
Effective Period
Is an Executive Officer? (Yes / No)
AI8282
BANK OF EAST ASIA, LIMITED (THE)
Type 1: dealing in securities
04 Oct 2025 - 26 Apr 2026
No
AI8282
BANK OF EAST ASIA, LIMITED (THE)
Type 4: advising on securities
04 Oct 2025 - 26 Apr 2026
No
AI8282
BANK OF CHINA (HONG KONG) LIMITED
Type 1: dealing in securities
07 Jan 2023 - 12 Nov 2023
No
AI8282
BANK OF CHINA (HONG KONG) LIMITED
Type 4: advising on securities
07 Jan 2023 - 12 Nov 2023
No
AI8282
BANK OF COMMUNICATIONS (HONG KONG) LIMITED
Type 1: dealing in securities
27 Nov 2021 - 21 Aug 2022
No
AI8282
BANK OF COMMUNICATIONS (HONG KONG) LIMITED
Type 4: advising on securities
27 Nov 2021 - 21 Aug 2022
No
Records of public disciplinary actions taken against the relevant individual by the SFC
Not Applicable
Records of public disciplinary actions taken against the relevant individual by the HKMA
Not Applicable
Public disciplinary actions (if any) that took effect over five years ago are not shown.