Register of Securities Staff of AIs
Last updated on 18/06/2026
Name of Relevant Individual
TAVAZZI, ALESSANDRO GIOVANNI
Chinese Name of Relevant Individual
HKMA Registration Number
AI8296
Current Registration
Not Applicable
Business Address
Not Applicable
Conditions
Not Applicable
Registration History
HKMA Registration Number
Registered Institution
Regulated Activity
Effective Period
Is an Executive Officer? (Yes / No)
HKMA Registration Number
A
Registered Institution
BANQUE PICTET & CIE SA
Regulated Activity
Type 4: advising on securities
Effective Period
08 May 2023 - 15 May 2023
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
BANQUE PICTET & CIE SA
Regulated Activity
Type 1: dealing in securities
Effective Period
29 Nov 2021 - 08 Sep 2022
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
BANQUE PICTET & CIE SA
Regulated Activity
Type 4: advising on securities
Effective Period
29 Nov 2021 - 08 Sep 2022
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
BANQUE PICTET & CIE SA
Regulated Activity
Type 9: asset management
Effective Period
29 Nov 2021 - 08 Sep 2022
Is an Executive Officer? (Yes / No)
No
Records: 1-4 of 4
Public Disciplinary Actions
Records of public disciplinary actions taken against the relevant individual by the SFC
Not Applicable
Records of public disciplinary actions taken against the relevant individual by the HKMA
Not Applicable
Public disciplinary actions (if any) that took effect over five years ago are not shown.
:
Name of Relevant Individual
TAVAZZI, ALESSANDRO GIOVANNI
:
Chinese Name of Relevant Individual
:
HKMA Registration Number
AI8296
Not Applicable
Not Applicable
Not Applicable
HKMA Registration Number
Registered Institution
Regulated Activity
Effective Period
Is an Executive Officer? (Yes / No)
AI8296
BANQUE PICTET & CIE SA
Type 4: advising on securities
08 May 2023 - 15 May 2023
No
AI8296
BANQUE PICTET & CIE SA
Type 1: dealing in securities
29 Nov 2021 - 08 Sep 2022
No
AI8296
BANQUE PICTET & CIE SA
Type 4: advising on securities
29 Nov 2021 - 08 Sep 2022
No
AI8296
BANQUE PICTET & CIE SA
Type 9: asset management
29 Nov 2021 - 08 Sep 2022
No
Records of public disciplinary actions taken against the relevant individual by the SFC
Not Applicable
Records of public disciplinary actions taken against the relevant individual by the HKMA
Not Applicable
Public disciplinary actions (if any) that took effect over five years ago are not shown.