Register of Securities Staff of AIs
Last updated on 18/06/2026
Name of Relevant Individual
TAN, KUAN WEI AARON
Chinese Name of Relevant Individual
陳光威
HKMA Registration Number
AI8314
Current Registration
Not Applicable
Business Address
Not Applicable
Conditions
Not Applicable
Registration History
HKMA Registration Number
Registered Institution
Regulated Activity
Effective Period
Is an Executive Officer? (Yes / No)
HKMA Registration Number
A
Registered Institution
BANK OF AMERICA, NATIONAL ASSOCIATION
Regulated Activity
Type 1: dealing in securities
Effective Period
04 Jul 2022 - 15 Apr 2025
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
BANK OF AMERICA, NATIONAL ASSOCIATION
Regulated Activity
Type 4: advising on securities
Effective Period
04 Jul 2022 - 15 Apr 2025
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
BANK OF AMERICA, NATIONAL ASSOCIATION
Regulated Activity
Type 6: advising on corporate finance
Effective Period
04 Jul 2022 - 15 Apr 2025
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
BANK OF AMERICA, NATIONAL ASSOCIATION
Regulated Activity
Type 1: dealing in securities
Effective Period
01 Dec 2021 - 01 Jun 2022
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
BANK OF AMERICA, NATIONAL ASSOCIATION
Regulated Activity
Type 4: advising on securities
Effective Period
01 Dec 2021 - 01 Jun 2022
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
BANK OF AMERICA, NATIONAL ASSOCIATION
Regulated Activity
Type 6: advising on corporate finance
Effective Period
01 Dec 2021 - 01 Jun 2022
Is an Executive Officer? (Yes / No)
No
Records: 1-6 of 6
Public Disciplinary Actions
Records of public disciplinary actions taken against the relevant individual by the SFC
Not Applicable
Records of public disciplinary actions taken against the relevant individual by the HKMA
Not Applicable
Public disciplinary actions (if any) that took effect over five years ago are not shown.
:
Name of Relevant Individual
TAN, KUAN WEI AARON
:
Chinese Name of Relevant Individual
陳光威
:
HKMA Registration Number
AI8314
Not Applicable
Not Applicable
Not Applicable
HKMA Registration Number
Registered Institution
Regulated Activity
Effective Period
Is an Executive Officer? (Yes / No)
AI8314
BANK OF AMERICA, NATIONAL ASSOCIATION
Type 1: dealing in securities
04 Jul 2022 - 15 Apr 2025
No
AI8314
BANK OF AMERICA, NATIONAL ASSOCIATION
Type 4: advising on securities
04 Jul 2022 - 15 Apr 2025
No
AI8314
BANK OF AMERICA, NATIONAL ASSOCIATION
Type 6: advising on corporate finance
04 Jul 2022 - 15 Apr 2025
No
AI8314
BANK OF AMERICA, NATIONAL ASSOCIATION
Type 1: dealing in securities
01 Dec 2021 - 01 Jun 2022
No
AI8314
BANK OF AMERICA, NATIONAL ASSOCIATION
Type 4: advising on securities
01 Dec 2021 - 01 Jun 2022
No
AI8314
BANK OF AMERICA, NATIONAL ASSOCIATION
Type 6: advising on corporate finance
01 Dec 2021 - 01 Jun 2022
No
Records of public disciplinary actions taken against the relevant individual by the SFC
Not Applicable
Records of public disciplinary actions taken against the relevant individual by the HKMA
Not Applicable
Public disciplinary actions (if any) that took effect over five years ago are not shown.