Register of Securities Staff of AIs
Last updated on 18/06/2026
Name of Relevant Individual
AU, PAK HANG
Chinese Name of Relevant Individual
歐柏恒
HKMA Registration Number
AI8335
Current Registration
Not Applicable
Business Address
Not Applicable
Conditions
Not Applicable
Registration History
HKMA Registration Number
Registered Institution
Regulated Activity
Effective Period
Is an Executive Officer? (Yes / No)
HKMA Registration Number
A
Registered Institution
HANG SENG BANK, LIMITED
Regulated Activity
Type 1: dealing in securities
Effective Period
20 Jun 2022 - 03 Apr 2026
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
HANG SENG BANK, LIMITED
Regulated Activity
Type 7: providing automated trading services
Effective Period
20 Jun 2022 - 03 Apr 2026
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
SHANGHAI COMMERCIAL BANK LIMITED
Regulated Activity
Type 1: dealing in securities
Effective Period
04 Dec 2021 - 02 May 2022
Is an Executive Officer? (Yes / No)
No
Records: 1-3 of 3
Public Disciplinary Actions
Records of public disciplinary actions taken against the relevant individual by the SFC
Not Applicable
Records of public disciplinary actions taken against the relevant individual by the HKMA
Not Applicable
Public disciplinary actions (if any) that took effect over five years ago are not shown.
:
Name of Relevant Individual
AU, PAK HANG
:
Chinese Name of Relevant Individual
歐柏恒
:
HKMA Registration Number
AI8335
Not Applicable
Not Applicable
Not Applicable
HKMA Registration Number
Registered Institution
Regulated Activity
Effective Period
Is an Executive Officer? (Yes / No)
AI8335
HANG SENG BANK, LIMITED
Type 1: dealing in securities
20 Jun 2022 - 03 Apr 2026
No
AI8335
HANG SENG BANK, LIMITED
Type 7: providing automated trading services
20 Jun 2022 - 03 Apr 2026
No
AI8335
SHANGHAI COMMERCIAL BANK LIMITED
Type 1: dealing in securities
04 Dec 2021 - 02 May 2022
No
Records of public disciplinary actions taken against the relevant individual by the SFC
Not Applicable
Records of public disciplinary actions taken against the relevant individual by the HKMA
Not Applicable
Public disciplinary actions (if any) that took effect over five years ago are not shown.