Register of Securities Staff of AIs

Last updated on 18/06/2026
< SEARCH AGAIN
Name of Relevant Individual
., SHRUTI SINGH
Chinese Name of Relevant Individual

HKMA Registration Number
AI8376
Registered Institution
Regulated Activity
First date of engagement
Is an Executive Officer? (Yes / No)
Capacity
Remarks
Registered Institution
CREDIT AGRICOLE CORPORATE AND INVESTMENT BANK
Regulated Activity
Type 1: dealing in securities
First date of engagement
27 Jan 2024
Is an Executive Officer? (Yes / No)
No
Capacity
COVERAGE BANKER, MNC, GLOBAL COVERAGE
Remarks
Registered Institution
CREDIT AGRICOLE CORPORATE AND INVESTMENT BANK
Regulated Activity
Type 4: advising on securities
First date of engagement
27 Jan 2024
Is an Executive Officer? (Yes / No)
No
Capacity
COVERAGE BANKER, MNC, GLOBAL COVERAGE
Remarks
Business Address
Conditions
Registration History
Public Disciplinary Actions
:
Name of Relevant Individual
., SHRUTI SINGH
:
Chinese Name of Relevant Individual
:
HKMA Registration Number
AI8376
Registered Institution
Regulated Activity
First date of engagement
Is an Executive Officer? (Yes / No)
Capacity
Remarks
CREDIT AGRICOLE CORPORATE AND INVESTMENT BANK
Type 1: dealing in securities
27 Jan 2024
No
COVERAGE BANKER, MNC, GLOBAL COVERAGE
CREDIT AGRICOLE CORPORATE AND INVESTMENT BANK
Type 4: advising on securities
27 Jan 2024
No
COVERAGE BANKER, MNC, GLOBAL COVERAGE