Register of Securities Staff of AIs
Last updated on 18/06/2026
Name of Relevant Individual
MO, YIK HO
Chinese Name of Relevant Individual
毛奕濠
HKMA Registration Number
AI8378
Current Registration
Not Applicable
Business Address
Not Applicable
Conditions
Not Applicable
Registration History
HKMA Registration Number
Registered Institution
Regulated Activity
Effective Period
Is an Executive Officer? (Yes / No)
HKMA Registration Number
A
Registered Institution
OCBC BANK (HONG KONG) LIMITED
Regulated Activity
Type 1: dealing in securities
Effective Period
28 Oct 2025 - 01 Mar 2026
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
HANG SENG BANK, LIMITED
Regulated Activity
Type 7: providing automated trading services
Effective Period
24 Mar 2022 - 24 Aug 2025
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
HANG SENG BANK, LIMITED
Regulated Activity
Type 1: dealing in securities
Effective Period
10 Dec 2021 - 24 Aug 2025
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
HANG SENG BANK, LIMITED
Regulated Activity
Type 4: advising on securities
Effective Period
10 Dec 2021 - 24 Aug 2025
Is an Executive Officer? (Yes / No)
No
Records: 1-4 of 4
Public Disciplinary Actions
Records of public disciplinary actions taken against the relevant individual by the SFC
Not Applicable
Records of public disciplinary actions taken against the relevant individual by the HKMA
Not Applicable
Public disciplinary actions (if any) that took effect over five years ago are not shown.
:
Name of Relevant Individual
MO, YIK HO
:
Chinese Name of Relevant Individual
毛奕濠
:
HKMA Registration Number
AI8378
Not Applicable
Not Applicable
Not Applicable
HKMA Registration Number
Registered Institution
Regulated Activity
Effective Period
Is an Executive Officer? (Yes / No)
AI8378
OCBC BANK (HONG KONG) LIMITED
Type 1: dealing in securities
28 Oct 2025 - 01 Mar 2026
No
AI8378
HANG SENG BANK, LIMITED
Type 7: providing automated trading services
24 Mar 2022 - 24 Aug 2025
No
AI8378
HANG SENG BANK, LIMITED
Type 1: dealing in securities
10 Dec 2021 - 24 Aug 2025
No
AI8378
HANG SENG BANK, LIMITED
Type 4: advising on securities
10 Dec 2021 - 24 Aug 2025
No
Records of public disciplinary actions taken against the relevant individual by the SFC
Not Applicable
Records of public disciplinary actions taken against the relevant individual by the HKMA
Not Applicable
Public disciplinary actions (if any) that took effect over five years ago are not shown.
