Register of Securities Staff of AIs
Last updated on 18/06/2026
Name of Relevant Individual
SHIN, EUN IL
Chinese Name of Relevant Individual
HKMA Registration Number
AI8406
Current Registration
Not Applicable
Business Address
Not Applicable
Conditions
Not Applicable
Registration History
HKMA Registration Number
Registered Institution
Regulated Activity
Effective Period
Is an Executive Officer? (Yes / No)
HKMA Registration Number
A
Registered Institution
WOORI GLOBAL MARKETS ASIA LIMITED
Regulated Activity
Type 1: dealing in securities
Effective Period
20 May 2022 - 12 Jan 2025
Is an Executive Officer? (Yes / No)
Yes
HKMA Registration Number
A
Registered Institution
WOORI GLOBAL MARKETS ASIA LIMITED
Regulated Activity
Type 4: advising on securities
Effective Period
20 May 2022 - 12 Jan 2025
Is an Executive Officer? (Yes / No)
Yes
HKMA Registration Number
A
Registered Institution
WOORI GLOBAL MARKETS ASIA LIMITED
Regulated Activity
Type 1: dealing in securities
Effective Period
16 Dec 2021 - 19 May 2022
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
WOORI GLOBAL MARKETS ASIA LIMITED
Regulated Activity
Type 4: advising on securities
Effective Period
16 Dec 2021 - 19 May 2022
Is an Executive Officer? (Yes / No)
No
Records: 1-4 of 4
Public Disciplinary Actions
Records of public disciplinary actions taken against the relevant individual by the SFC
Not Applicable
Records of public disciplinary actions taken against the relevant individual by the HKMA
Not Applicable
Public disciplinary actions (if any) that took effect over five years ago are not shown.
:
Name of Relevant Individual
SHIN, EUN IL
:
Chinese Name of Relevant Individual
:
HKMA Registration Number
AI8406
Not Applicable
Not Applicable
Not Applicable
HKMA Registration Number
Registered Institution
Regulated Activity
Effective Period
Is an Executive Officer? (Yes / No)
AI8406
WOORI GLOBAL MARKETS ASIA LIMITED
Type 1: dealing in securities
20 May 2022 - 12 Jan 2025
Yes
AI8406
WOORI GLOBAL MARKETS ASIA LIMITED
Type 4: advising on securities
20 May 2022 - 12 Jan 2025
Yes
AI8406
WOORI GLOBAL MARKETS ASIA LIMITED
Type 1: dealing in securities
16 Dec 2021 - 19 May 2022
No
AI8406
WOORI GLOBAL MARKETS ASIA LIMITED
Type 4: advising on securities
16 Dec 2021 - 19 May 2022
No
Records of public disciplinary actions taken against the relevant individual by the SFC
Not Applicable
Records of public disciplinary actions taken against the relevant individual by the HKMA
Not Applicable
Public disciplinary actions (if any) that took effect over five years ago are not shown.