Register of Securities Staff of AIs
Last updated on 18/06/2026
Name of Relevant Individual
DU, LINGFEI
Chinese Name of Relevant Individual
杜凌飛
HKMA Registration Number
AI8422
Current Registration
Not Applicable
Business Address
Not Applicable
Conditions
Not Applicable
Registration History
HKMA Registration Number
Registered Institution
Regulated Activity
Effective Period
Is an Executive Officer? (Yes / No)
HKMA Registration Number
A
Registered Institution
CHINA MERCHANTS BANK CO., LTD.
Regulated Activity
Type 1: dealing in securities
Effective Period
09 Mar 2022 - 19 Oct 2022
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
CHINA MERCHANTS BANK CO., LTD.
Regulated Activity
Type 4: advising on securities
Effective Period
09 Mar 2022 - 19 Oct 2022
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
INDUSTRIAL AND COMMERCIAL BANK OF CHINA (ASIA) LIMITED
Regulated Activity
Type 1: dealing in securities
Effective Period
20 Dec 2021 - 27 Feb 2022
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
INDUSTRIAL AND COMMERCIAL BANK OF CHINA (ASIA) LIMITED
Regulated Activity
Type 4: advising on securities
Effective Period
20 Dec 2021 - 27 Feb 2022
Is an Executive Officer? (Yes / No)
No
Records: 1-4 of 4
Public Disciplinary Actions
Records of public disciplinary actions taken against the relevant individual by the SFC
Not Applicable
Records of public disciplinary actions taken against the relevant individual by the HKMA
Not Applicable
Public disciplinary actions (if any) that took effect over five years ago are not shown.
:
Name of Relevant Individual
DU, LINGFEI
:
Chinese Name of Relevant Individual
杜凌飛
:
HKMA Registration Number
AI8422
Not Applicable
Not Applicable
Not Applicable
HKMA Registration Number
Registered Institution
Regulated Activity
Effective Period
Is an Executive Officer? (Yes / No)
AI8422
CHINA MERCHANTS BANK CO., LTD.
Type 1: dealing in securities
09 Mar 2022 - 19 Oct 2022
No
AI8422
CHINA MERCHANTS BANK CO., LTD.
Type 4: advising on securities
09 Mar 2022 - 19 Oct 2022
No
AI8422
INDUSTRIAL AND COMMERCIAL BANK OF CHINA (ASIA) LIMITED
Type 1: dealing in securities
20 Dec 2021 - 27 Feb 2022
No
AI8422
INDUSTRIAL AND COMMERCIAL BANK OF CHINA (ASIA) LIMITED
Type 4: advising on securities
20 Dec 2021 - 27 Feb 2022
No
Records of public disciplinary actions taken against the relevant individual by the SFC
Not Applicable
Records of public disciplinary actions taken against the relevant individual by the HKMA
Not Applicable
Public disciplinary actions (if any) that took effect over five years ago are not shown.