Register of Securities Staff of AIs
Last updated on 18/06/2026
Name of Relevant Individual
TSAI, SUNG TA
Chinese Name of Relevant Individual
蔡松達
HKMA Registration Number
AI8451
Current Registration
Not Applicable
Business Address
Not Applicable
Conditions
Not Applicable
Registration History
HKMA Registration Number
Registered Institution
Regulated Activity
Effective Period
Is an Executive Officer? (Yes / No)
HKMA Registration Number
A
Registered Institution
ROYAL BANK OF CANADA
Regulated Activity
Type 1: dealing in securities
Effective Period
18 May 2026 - 21 May 2026
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
ROYAL BANK OF CANADA
Regulated Activity
Type 4: advising on securities
Effective Period
18 May 2026 - 21 May 2026
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
ROYAL BANK OF CANADA
Regulated Activity
Type 1: dealing in securities
Effective Period
16 May 2025 - 21 May 2025
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
ROYAL BANK OF CANADA
Regulated Activity
Type 4: advising on securities
Effective Period
16 May 2025 - 21 May 2025
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
ROYAL BANK OF CANADA
Regulated Activity
Type 1: dealing in securities
Effective Period
17 Apr 2024 - 19 Apr 2024
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
ROYAL BANK OF CANADA
Regulated Activity
Type 4: advising on securities
Effective Period
17 Apr 2024 - 19 Apr 2024
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
ROYAL BANK OF CANADA
Regulated Activity
Type 1: dealing in securities
Effective Period
29 Dec 2021 - 31 Mar 2022
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
ROYAL BANK OF CANADA
Regulated Activity
Type 2: dealing in futures contracts
Effective Period
29 Dec 2021 - 31 Mar 2022
Is an Executive Officer? (Yes / No)
No
Records: 1-8 of 8
Public Disciplinary Actions
Records of public disciplinary actions taken against the relevant individual by the SFC
Not Applicable
Records of public disciplinary actions taken against the relevant individual by the HKMA
Not Applicable
Public disciplinary actions (if any) that took effect over five years ago are not shown.
:
Name of Relevant Individual
TSAI, SUNG TA
:
Chinese Name of Relevant Individual
蔡松達
:
HKMA Registration Number
AI8451
Not Applicable
Not Applicable
Not Applicable
HKMA Registration Number
Registered Institution
Regulated Activity
Effective Period
Is an Executive Officer? (Yes / No)
AI8451
ROYAL BANK OF CANADA
Type 1: dealing in securities
18 May 2026 - 21 May 2026
No
AI8451
ROYAL BANK OF CANADA
Type 4: advising on securities
18 May 2026 - 21 May 2026
No
AI8451
ROYAL BANK OF CANADA
Type 1: dealing in securities
16 May 2025 - 21 May 2025
No
AI8451
ROYAL BANK OF CANADA
Type 4: advising on securities
16 May 2025 - 21 May 2025
No
AI8451
ROYAL BANK OF CANADA
Type 1: dealing in securities
17 Apr 2024 - 19 Apr 2024
No
AI8451
ROYAL BANK OF CANADA
Type 4: advising on securities
17 Apr 2024 - 19 Apr 2024
No
AI8451
ROYAL BANK OF CANADA
Type 1: dealing in securities
29 Dec 2021 - 31 Mar 2022
No
AI8451
ROYAL BANK OF CANADA
Type 2: dealing in futures contracts
29 Dec 2021 - 31 Mar 2022
No
Records of public disciplinary actions taken against the relevant individual by the SFC
Not Applicable
Records of public disciplinary actions taken against the relevant individual by the HKMA
Not Applicable
Public disciplinary actions (if any) that took effect over five years ago are not shown.