Register of Securities Staff of AIs
Last updated on 18/06/2026
Name of Relevant Individual
YIU, HOI LING
Chinese Name of Relevant Individual
姚凱翎
HKMA Registration Number
AI8527
Current Registration
Registered Institution
Regulated Activity
First date of engagement
Is an Executive Officer? (Yes / No)
Capacity
Remarks
Registered Institution
MOX BANK LIMITED
Regulated Activity
Type 1: dealing in securities
First date of engagement
21 Nov 2023
Is an Executive Officer? (Yes / No)
Yes
Capacity
SENIOR PRODUCT OWNER - INVESTMENT
Remarks
Registered Institution
MOX BANK LIMITED
Regulated Activity
Type 4: advising on securities
First date of engagement
19 Dec 2025
Is an Executive Officer? (Yes / No)
No
Capacity
SENIOR PRODUCT OWNER - INVESTMENT
Remarks
Business Address
Name of Registered Institution
SFC CE number
Business Address
Name of Registered Institution
MOX BANK LIMITED
SFC CE number
BNO808
Business Address
39/F, OXFORD HOUSE, TAIKOO PLACE, 979 KING'S ROAD, QUARRY BAY, HONG KONG
Conditions
Registered Institution
Effective Date
Description
1
Registered Institution
MOX BANK LIMITED
Effective Date
12 Jun 2026
Description
For Type 1 regulated activity, the Executive Officer shall, when actively participating in or when directly supervising the business of such activity, do so under the advice of another Executive Officer of MOX BANK LIMITED not subject to a similar condition.
2
Registered Institution
MOX BANK LIMITED
Effective Date
12 Jun 2026
Description
For Type 1 regulated activity, the Executive Officer shall within 6 months from the effective date of consent for appointment as an Executive Officer for the relevant regulated activity (or within such further period as the Monetary Authority may agree in writing) have passed the relevant recognized local regulatory framework paper(s) pursuant to the Guidelines on Competence issued by the Securities and Futures Commission and informed the Monetary Authority of the examination result(s).
Registration History
HKMA Registration Number
Registered Institution
Regulated Activity
Effective Period
Is an Executive Officer? (Yes / No)
HKMA Registration Number
A
Registered Institution
MOX BANK LIMITED
Regulated Activity
Type 1: dealing in securities
Effective Period
Since 12 Jun 2026
Is an Executive Officer? (Yes / No)
Yes
HKMA Registration Number
A
Registered Institution
MOX BANK LIMITED
Regulated Activity
Type 4: advising on securities
Effective Period
Since 19 Dec 2025
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
MOX BANK LIMITED
Regulated Activity
Type 1: dealing in securities
Effective Period
21 Nov 2023 - 11 Jun 2026
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
HANG SENG BANK, LIMITED
Regulated Activity
Type 1: dealing in securities
Effective Period
05 Jan 2022 - 17 Jul 2023
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
HANG SENG BANK, LIMITED
Regulated Activity
Type 4: advising on securities
Effective Period
05 Jan 2022 - 17 Jul 2023
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
HANG SENG BANK, LIMITED
Regulated Activity
Type 7: providing automated trading services
Effective Period
05 Jan 2022 - 17 Jul 2023
Is an Executive Officer? (Yes / No)
No
Records: 1-6 of 6
Public Disciplinary Actions
Records of public disciplinary actions taken against the relevant individual by the SFC
Not Applicable
Records of public disciplinary actions taken against the relevant individual by the HKMA
Not Applicable
Public disciplinary actions (if any) that took effect over five years ago are not shown.
:
Name of Relevant Individual
YIU, HOI LING
:
Chinese Name of Relevant Individual
姚凱翎
:
HKMA Registration Number
AI8527
Registered Institution
Regulated Activity
First date of engagement
Is an Executive Officer? (Yes / No)
Capacity
Remarks
MOX BANK LIMITED
Type 1: dealing in securities
21 Nov 2023
Yes
SENIOR PRODUCT OWNER - INVESTMENT
MOX BANK LIMITED
Type 4: advising on securities
19 Dec 2025
No
SENIOR PRODUCT OWNER - INVESTMENT
Name of Registered Institution
SFC CE number
Business Address
MOX BANK LIMITED
BNO808
39/F, OXFORD HOUSE, TAIKOO PLACE, 979 KING'S ROAD, QUARRY BAY, HONG KONG
Registered Institution
Effective Date
Description
MOX BANK LIMITED
1
12 Jun 2026
For Type 1 regulated activity, the Executive Officer shall, when actively participating in or when directly supervising the business of such activity, do so under the advice of another Executive Officer of MOX BANK LIMITED not subject to a similar condition.
MOX BANK LIMITED
2
12 Jun 2026
For Type 1 regulated activity, the Executive Officer shall within 6 months from the effective date of consent for appointment as an Executive Officer for the relevant regulated activity (or within such further period as the Monetary Authority may agree in writing) have passed the relevant recognized local regulatory framework paper(s) pursuant to the Guidelines on Competence issued by the Securities and Futures Commission and informed the Monetary Authority of the examination result(s).
HKMA Registration Number
Registered Institution
Regulated Activity
Effective Period
Is an Executive Officer? (Yes / No)
AI8527
MOX BANK LIMITED
Type 1: dealing in securities
Since 12 Jun 2026
Yes
AI8527
MOX BANK LIMITED
Type 4: advising on securities
Since 19 Dec 2025
No
AI8527
MOX BANK LIMITED
Type 1: dealing in securities
21 Nov 2023 - 11 Jun 2026
No
AI8527
HANG SENG BANK, LIMITED
Type 1: dealing in securities
05 Jan 2022 - 17 Jul 2023
No
AI8527
HANG SENG BANK, LIMITED
Type 4: advising on securities
05 Jan 2022 - 17 Jul 2023
No
AI8527
HANG SENG BANK, LIMITED
Type 7: providing automated trading services
05 Jan 2022 - 17 Jul 2023
No
Records of public disciplinary actions taken against the relevant individual by the SFC
Not Applicable
Records of public disciplinary actions taken against the relevant individual by the HKMA
Not Applicable
Public disciplinary actions (if any) that took effect over five years ago are not shown.