Register of Securities Staff of AIs
Last updated on 18/06/2026
Name of Relevant Individual
KWOK, WING TING
Chinese Name of Relevant Individual
郭詠婷
HKMA Registration Number
AI8568
Current Registration
Registered Institution
Regulated Activity
First date of engagement
Is an Executive Officer? (Yes / No)
Capacity
Remarks
Registered Institution
BANK OF EAST ASIA, LIMITED (THE)
Regulated Activity
Type 1: dealing in securities
First date of engagement
18 Jun 2026
Is an Executive Officer? (Yes / No)
No
Capacity
BUSINESS DEVELOPMENT MANAGER
Remarks
Registered Institution
BANK OF EAST ASIA, LIMITED (THE)
Regulated Activity
Type 4: advising on securities
First date of engagement
18 Jun 2026
Is an Executive Officer? (Yes / No)
No
Capacity
BUSINESS DEVELOPMENT MANAGER
Remarks
Business Address
Name of Registered Institution
SFC CE number
Business Address
Name of Registered Institution
BANK OF EAST ASIA, LIMITED (THE)
SFC CE number
AAJ165
Business Address
BANK OF EAST ASIA BUILDING, 10 DES VOEUX ROAD CENTRAL, HONG KONG.
Conditions
Not Applicable
Registration History
HKMA Registration Number
Registered Institution
Regulated Activity
Effective Period
Is an Executive Officer? (Yes / No)
HKMA Registration Number
A
Registered Institution
BANK OF EAST ASIA, LIMITED (THE)
Regulated Activity
Type 1: dealing in securities
Effective Period
Since 18 Jun 2026
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
BANK OF EAST ASIA, LIMITED (THE)
Regulated Activity
Type 4: advising on securities
Effective Period
Since 18 Jun 2026
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
BANK OF COMMUNICATIONS (HONG KONG) LIMITED
Regulated Activity
Type 1: dealing in securities
Effective Period
07 Oct 2023 - 09 May 2026
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
BANK OF COMMUNICATIONS (HONG KONG) LIMITED
Regulated Activity
Type 4: advising on securities
Effective Period
07 Oct 2023 - 09 May 2026
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
CHIYU BANKING CORPORATION LIMITED
Regulated Activity
Type 1: dealing in securities
Effective Period
12 Jan 2022 - 23 Jul 2023
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
CHIYU BANKING CORPORATION LIMITED
Regulated Activity
Type 4: advising on securities
Effective Period
12 Jan 2022 - 23 Jul 2023
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
CHIYU BANKING CORPORATION LIMITED
Regulated Activity
Type 1: dealing in securities
Effective Period
07 Jan 2022
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
CHIYU BANKING CORPORATION LIMITED
Regulated Activity
Type 4: advising on securities
Effective Period
07 Jan 2022
Is an Executive Officer? (Yes / No)
No
Records: 1-8 of 8
Public Disciplinary Actions
Records of public disciplinary actions taken against the relevant individual by the SFC
Not Applicable
Records of public disciplinary actions taken against the relevant individual by the HKMA
Not Applicable
Public disciplinary actions (if any) that took effect over five years ago are not shown.
:
Name of Relevant Individual
KWOK, WING TING
:
Chinese Name of Relevant Individual
郭詠婷
:
HKMA Registration Number
AI8568
Registered Institution
Regulated Activity
First date of engagement
Is an Executive Officer? (Yes / No)
Capacity
Remarks
BANK OF EAST ASIA, LIMITED (THE)
Type 1: dealing in securities
18 Jun 2026
No
BUSINESS DEVELOPMENT MANAGER
BANK OF EAST ASIA, LIMITED (THE)
Type 4: advising on securities
18 Jun 2026
No
BUSINESS DEVELOPMENT MANAGER
Name of Registered Institution
SFC CE number
Business Address
BANK OF EAST ASIA, LIMITED (THE)
AAJ165
BANK OF EAST ASIA BUILDING, 10 DES VOEUX ROAD CENTRAL, HONG KONG.
Not Applicable
HKMA Registration Number
Registered Institution
Regulated Activity
Effective Period
Is an Executive Officer? (Yes / No)
AI8568
BANK OF EAST ASIA, LIMITED (THE)
Type 1: dealing in securities
Since 18 Jun 2026
No
AI8568
BANK OF EAST ASIA, LIMITED (THE)
Type 4: advising on securities
Since 18 Jun 2026
No
AI8568
BANK OF COMMUNICATIONS (HONG KONG) LIMITED
Type 1: dealing in securities
07 Oct 2023 - 09 May 2026
No
AI8568
BANK OF COMMUNICATIONS (HONG KONG) LIMITED
Type 4: advising on securities
07 Oct 2023 - 09 May 2026
No
AI8568
CHIYU BANKING CORPORATION LIMITED
Type 1: dealing in securities
12 Jan 2022 - 23 Jul 2023
No
AI8568
CHIYU BANKING CORPORATION LIMITED
Type 4: advising on securities
12 Jan 2022 - 23 Jul 2023
No
AI8568
CHIYU BANKING CORPORATION LIMITED
Type 1: dealing in securities
07 Jan 2022
No
AI8568
CHIYU BANKING CORPORATION LIMITED
Type 4: advising on securities
07 Jan 2022
No
Records of public disciplinary actions taken against the relevant individual by the SFC
Not Applicable
Records of public disciplinary actions taken against the relevant individual by the HKMA
Not Applicable
Public disciplinary actions (if any) that took effect over five years ago are not shown.