Register of Securities Staff of AIs
Last updated on 18/06/2026
Name of Relevant Individual
KWOK, KA MAN
Chinese Name of Relevant Individual
郭嘉敏
HKMA Registration Number
AI8577
Current Registration
Not Applicable
Business Address
Not Applicable
Conditions
Not Applicable
Registration History
HKMA Registration Number
Registered Institution
Regulated Activity
Effective Period
Is an Executive Officer? (Yes / No)
HKMA Registration Number
A
Registered Institution
MORGAN STANLEY BANK ASIA LIMITED
Regulated Activity
Type 4: advising on securities
Effective Period
01 Aug 2024 - 27 Sep 2024
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
MORGAN STANLEY BANK ASIA LIMITED
Regulated Activity
Type 9: asset management
Effective Period
01 Aug 2024 - 27 Sep 2024
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
MORGAN STANLEY BANK ASIA LIMITED
Regulated Activity
Type 1: dealing in securities
Effective Period
08 Jan 2022 - 27 Sep 2024
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
MORGAN STANLEY BANK ASIA LIMITED
Regulated Activity
Type 2: dealing in futures contracts
Effective Period
08 Jan 2022 - 27 Sep 2024
Is an Executive Officer? (Yes / No)
No
Records: 1-4 of 4
Public Disciplinary Actions
Records of public disciplinary actions taken against the relevant individual by the SFC
Not Applicable
Records of public disciplinary actions taken against the relevant individual by the HKMA
Not Applicable
Public disciplinary actions (if any) that took effect over five years ago are not shown.
:
Name of Relevant Individual
KWOK, KA MAN
:
Chinese Name of Relevant Individual
郭嘉敏
:
HKMA Registration Number
AI8577
Not Applicable
Not Applicable
Not Applicable
HKMA Registration Number
Registered Institution
Regulated Activity
Effective Period
Is an Executive Officer? (Yes / No)
AI8577
MORGAN STANLEY BANK ASIA LIMITED
Type 4: advising on securities
01 Aug 2024 - 27 Sep 2024
No
AI8577
MORGAN STANLEY BANK ASIA LIMITED
Type 9: asset management
01 Aug 2024 - 27 Sep 2024
No
AI8577
MORGAN STANLEY BANK ASIA LIMITED
Type 1: dealing in securities
08 Jan 2022 - 27 Sep 2024
No
AI8577
MORGAN STANLEY BANK ASIA LIMITED
Type 2: dealing in futures contracts
08 Jan 2022 - 27 Sep 2024
No
Records of public disciplinary actions taken against the relevant individual by the SFC
Not Applicable
Records of public disciplinary actions taken against the relevant individual by the HKMA
Not Applicable
Public disciplinary actions (if any) that took effect over five years ago are not shown.