Register of Securities Staff of AIs

Last updated on 18/06/2026
< SEARCH AGAIN
Name of Relevant Individual
LEE, WAN CHI
Chinese Name of Relevant Individual

李韵芝
HKMA Registration Number
AI8609
Registered Institution
Regulated Activity
First date of engagement
Is an Executive Officer? (Yes / No)
Capacity
Remarks
Registered Institution
HONGKONG AND SHANGHAI BANKING CORPORATION LIMITED (THE)
Regulated Activity
Type 1: dealing in securities
First date of engagement
13 Jan 2022
Is an Executive Officer? (Yes / No)
No
Capacity
BUSINESS DEVELOPMENT MANAGER, PENSIONS
Remarks
Registered Institution
HONGKONG AND SHANGHAI BANKING CORPORATION LIMITED (THE)
Regulated Activity
Type 4: advising on securities
First date of engagement
13 Jan 2022
Is an Executive Officer? (Yes / No)
No
Capacity
BUSINESS DEVELOPMENT MANAGER, PENSIONS
Remarks
Business Address
Conditions
Registration History
Public Disciplinary Actions
:
Name of Relevant Individual
LEE, WAN CHI
:
Chinese Name of Relevant Individual
李韵芝
:
HKMA Registration Number
AI8609
Registered Institution
Regulated Activity
First date of engagement
Is an Executive Officer? (Yes / No)
Capacity
Remarks
HONGKONG AND SHANGHAI BANKING CORPORATION LIMITED (THE)
Type 1: dealing in securities
13 Jan 2022
No
BUSINESS DEVELOPMENT MANAGER, PENSIONS
HONGKONG AND SHANGHAI BANKING CORPORATION LIMITED (THE)
Type 4: advising on securities
13 Jan 2022
No
BUSINESS DEVELOPMENT MANAGER, PENSIONS