Register of Securities Staff of AIs
Last updated on 18/06/2026
Name of Relevant Individual
LO, KWUN CHUEN
Chinese Name of Relevant Individual
盧冠全
HKMA Registration Number
AI8624
Current Registration
Not Applicable
Business Address
Not Applicable
Conditions
Not Applicable
Registration History
HKMA Registration Number
Registered Institution
Regulated Activity
Effective Period
Is an Executive Officer? (Yes / No)
HKMA Registration Number
A
Registered Institution
BANK OF EAST ASIA, LIMITED (THE)
Regulated Activity
Type 1: dealing in securities
Effective Period
15 May 2024 - 03 Jun 2026
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
BANK OF EAST ASIA, LIMITED (THE)
Regulated Activity
Type 4: advising on securities
Effective Period
15 May 2024 - 03 Jun 2026
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
DBS BANK (HONG KONG) LIMITED
Regulated Activity
Type 1: dealing in securities
Effective Period
06 May 2023 - 21 Apr 2024
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
DBS BANK (HONG KONG) LIMITED
Regulated Activity
Type 4: advising on securities
Effective Period
06 May 2023 - 21 Apr 2024
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
BANK OF CHINA (HONG KONG) LIMITED
Regulated Activity
Type 1: dealing in securities
Effective Period
13 Jan 2022 - 29 Mar 2023
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
BANK OF CHINA (HONG KONG) LIMITED
Regulated Activity
Type 4: advising on securities
Effective Period
13 Jan 2022 - 29 Mar 2023
Is an Executive Officer? (Yes / No)
No
Records: 1-6 of 6
Public Disciplinary Actions
Records of public disciplinary actions taken against the relevant individual by the SFC
Not Applicable
Records of public disciplinary actions taken against the relevant individual by the HKMA
Not Applicable
Public disciplinary actions (if any) that took effect over five years ago are not shown.
:
Name of Relevant Individual
LO, KWUN CHUEN
:
Chinese Name of Relevant Individual
盧冠全
:
HKMA Registration Number
AI8624
Not Applicable
Not Applicable
Not Applicable
HKMA Registration Number
Registered Institution
Regulated Activity
Effective Period
Is an Executive Officer? (Yes / No)
AI8624
BANK OF EAST ASIA, LIMITED (THE)
Type 1: dealing in securities
15 May 2024 - 03 Jun 2026
No
AI8624
BANK OF EAST ASIA, LIMITED (THE)
Type 4: advising on securities
15 May 2024 - 03 Jun 2026
No
AI8624
DBS BANK (HONG KONG) LIMITED
Type 1: dealing in securities
06 May 2023 - 21 Apr 2024
No
AI8624
DBS BANK (HONG KONG) LIMITED
Type 4: advising on securities
06 May 2023 - 21 Apr 2024
No
AI8624
BANK OF CHINA (HONG KONG) LIMITED
Type 1: dealing in securities
13 Jan 2022 - 29 Mar 2023
No
AI8624
BANK OF CHINA (HONG KONG) LIMITED
Type 4: advising on securities
13 Jan 2022 - 29 Mar 2023
No
Records of public disciplinary actions taken against the relevant individual by the SFC
Not Applicable
Records of public disciplinary actions taken against the relevant individual by the HKMA
Not Applicable
Public disciplinary actions (if any) that took effect over five years ago are not shown.