Register of Securities Staff of AIs
Last updated on 18/06/2026
Name of Relevant Individual
HO, WING SZE
Chinese Name of Relevant Individual
何頴思
HKMA Registration Number
AI8664
Current Registration
Not Applicable
Business Address
Not Applicable
Conditions
Not Applicable
Registration History
HKMA Registration Number
Registered Institution
Regulated Activity
Effective Period
Is an Executive Officer? (Yes / No)
HKMA Registration Number
A
Registered Institution
CITICORP INTERNATIONAL LIMITED
Regulated Activity
Type 1: dealing in securities
Effective Period
13 Aug 2024 - 31 Oct 2025
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
CITICORP INTERNATIONAL LIMITED
Regulated Activity
Type 4: advising on securities
Effective Period
13 Aug 2024 - 31 Oct 2025
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
CITIBANK, N.A.
Regulated Activity
Type 1: dealing in securities
Effective Period
10 Aug 2024 - 31 Oct 2025
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
CITIBANK, N.A.
Regulated Activity
Type 4: advising on securities
Effective Period
10 Aug 2024 - 31 Oct 2025
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
UNITED OVERSEAS BANK LTD.
Regulated Activity
Type 1: dealing in securities
Effective Period
19 Jan 2022 - 16 Sep 2022
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
UNITED OVERSEAS BANK LTD.
Regulated Activity
Type 4: advising on securities
Effective Period
19 Jan 2022 - 16 Sep 2022
Is an Executive Officer? (Yes / No)
No
Records: 1-6 of 6
Public Disciplinary Actions
Records of public disciplinary actions taken against the relevant individual by the SFC
Not Applicable
Records of public disciplinary actions taken against the relevant individual by the HKMA
Not Applicable
Public disciplinary actions (if any) that took effect over five years ago are not shown.
:
Name of Relevant Individual
HO, WING SZE
:
Chinese Name of Relevant Individual
何頴思
:
HKMA Registration Number
AI8664
Not Applicable
Not Applicable
Not Applicable
HKMA Registration Number
Registered Institution
Regulated Activity
Effective Period
Is an Executive Officer? (Yes / No)
AI8664
CITICORP INTERNATIONAL LIMITED
Type 1: dealing in securities
13 Aug 2024 - 31 Oct 2025
No
AI8664
CITICORP INTERNATIONAL LIMITED
Type 4: advising on securities
13 Aug 2024 - 31 Oct 2025
No
AI8664
CITIBANK, N.A.
Type 1: dealing in securities
10 Aug 2024 - 31 Oct 2025
No
AI8664
CITIBANK, N.A.
Type 4: advising on securities
10 Aug 2024 - 31 Oct 2025
No
AI8664
UNITED OVERSEAS BANK LTD.
Type 1: dealing in securities
19 Jan 2022 - 16 Sep 2022
No
AI8664
UNITED OVERSEAS BANK LTD.
Type 4: advising on securities
19 Jan 2022 - 16 Sep 2022
No
Records of public disciplinary actions taken against the relevant individual by the SFC
Not Applicable
Records of public disciplinary actions taken against the relevant individual by the HKMA
Not Applicable
Public disciplinary actions (if any) that took effect over five years ago are not shown.