Register of Securities Staff of AIs

Last updated on 18/06/2026
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Name of Relevant Individual
HAU, KAREN KA LAM
Chinese Name of Relevant Individual

侯嘉琳
HKMA Registration Number
AI8703
Registered Institution
Regulated Activity
First date of engagement
Is an Executive Officer? (Yes / No)
Capacity
Remarks
Registered Institution
DAH SING BANK, LIMITED
Regulated Activity
Type 1: dealing in securities
First date of engagement
04 Jan 2025
Is an Executive Officer? (Yes / No)
No
Capacity
CUSTOMER SERVICES, BRANCHES
Remarks
Registered Institution
DAH SING BANK, LIMITED
Regulated Activity
Type 4: advising on securities
First date of engagement
04 Jan 2025
Is an Executive Officer? (Yes / No)
No
Capacity
CUSTOMER SERVICES, BRANCHES
Remarks
Business Address
Conditions
Registration History
Public Disciplinary Actions
:
Name of Relevant Individual
HAU, KAREN KA LAM
:
Chinese Name of Relevant Individual
侯嘉琳
:
HKMA Registration Number
AI8703
Registered Institution
Regulated Activity
First date of engagement
Is an Executive Officer? (Yes / No)
Capacity
Remarks
DAH SING BANK, LIMITED
Type 1: dealing in securities
04 Jan 2025
No
CUSTOMER SERVICES, BRANCHES
DAH SING BANK, LIMITED
Type 4: advising on securities
04 Jan 2025
No
CUSTOMER SERVICES, BRANCHES