Register of Securities Staff of AIs
Last updated on 18/06/2026
Name of Relevant Individual
CHOW, HAU YAN
Chinese Name of Relevant Individual
周厚恩
HKMA Registration Number
AI8769
Current Registration
Not Applicable
Business Address
Not Applicable
Conditions
Not Applicable
Registration History
HKMA Registration Number
Registered Institution
Regulated Activity
Effective Period
Is an Executive Officer? (Yes / No)
HKMA Registration Number
A
Registered Institution
BANK OF EAST ASIA, LIMITED (THE)
Regulated Activity
Type 1: dealing in securities
Effective Period
11 Oct 2022 - 31 Jan 2023
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
BANK OF EAST ASIA, LIMITED (THE)
Regulated Activity
Type 4: advising on securities
Effective Period
11 Oct 2022 - 31 Jan 2023
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
STANDARD CHARTERED BANK (HONG KONG) LIMITED
Regulated Activity
Type 1: dealing in securities
Effective Period
29 Jan 2022 - 20 Aug 2022
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
STANDARD CHARTERED BANK (HONG KONG) LIMITED
Regulated Activity
Type 4: advising on securities
Effective Period
29 Jan 2022 - 20 Aug 2022
Is an Executive Officer? (Yes / No)
No
Records: 1-4 of 4
Public Disciplinary Actions
Records of public disciplinary actions taken against the relevant individual by the SFC
Not Applicable
Records of public disciplinary actions taken against the relevant individual by the HKMA
Not Applicable
Public disciplinary actions (if any) that took effect over five years ago are not shown.
:
Name of Relevant Individual
CHOW, HAU YAN
:
Chinese Name of Relevant Individual
周厚恩
:
HKMA Registration Number
AI8769
Not Applicable
Not Applicable
Not Applicable
HKMA Registration Number
Registered Institution
Regulated Activity
Effective Period
Is an Executive Officer? (Yes / No)
AI8769
BANK OF EAST ASIA, LIMITED (THE)
Type 1: dealing in securities
11 Oct 2022 - 31 Jan 2023
No
AI8769
BANK OF EAST ASIA, LIMITED (THE)
Type 4: advising on securities
11 Oct 2022 - 31 Jan 2023
No
AI8769
STANDARD CHARTERED BANK (HONG KONG) LIMITED
Type 1: dealing in securities
29 Jan 2022 - 20 Aug 2022
No
AI8769
STANDARD CHARTERED BANK (HONG KONG) LIMITED
Type 4: advising on securities
29 Jan 2022 - 20 Aug 2022
No
Records of public disciplinary actions taken against the relevant individual by the SFC
Not Applicable
Records of public disciplinary actions taken against the relevant individual by the HKMA
Not Applicable
Public disciplinary actions (if any) that took effect over five years ago are not shown.