Register of Securities Staff of AIs
Last updated on 18/06/2026
Name of Relevant Individual
TONG, CHI HIM
Chinese Name of Relevant Individual
唐智謙
HKMA Registration Number
AI8793
Current Registration
Not Applicable
Business Address
Not Applicable
Conditions
Not Applicable
Registration History
HKMA Registration Number
Registered Institution
Regulated Activity
Effective Period
Is an Executive Officer? (Yes / No)
HKMA Registration Number
A
Registered Institution
BANK OF CHINA (HONG KONG) LIMITED
Regulated Activity
Type 1: dealing in securities
Effective Period
26 Oct 2022 - 15 Jul 2024
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
BANK OF CHINA (HONG KONG) LIMITED
Regulated Activity
Type 4: advising on securities
Effective Period
26 Oct 2022 - 15 Jul 2024
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
HANG SENG BANK, LIMITED
Regulated Activity
Type 1: dealing in securities
Effective Period
04 Feb 2022 - 01 Sep 2022
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
HANG SENG BANK, LIMITED
Regulated Activity
Type 4: advising on securities
Effective Period
04 Feb 2022 - 01 Sep 2022
Is an Executive Officer? (Yes / No)
No
Records: 1-4 of 4
Public Disciplinary Actions
Records of public disciplinary actions taken against the relevant individual by the SFC
Not Applicable
Records of public disciplinary actions taken against the relevant individual by the HKMA
Not Applicable
Public disciplinary actions (if any) that took effect over five years ago are not shown.
:
Name of Relevant Individual
TONG, CHI HIM
:
Chinese Name of Relevant Individual
唐智謙
:
HKMA Registration Number
AI8793
Not Applicable
Not Applicable
Not Applicable
HKMA Registration Number
Registered Institution
Regulated Activity
Effective Period
Is an Executive Officer? (Yes / No)
AI8793
BANK OF CHINA (HONG KONG) LIMITED
Type 1: dealing in securities
26 Oct 2022 - 15 Jul 2024
No
AI8793
BANK OF CHINA (HONG KONG) LIMITED
Type 4: advising on securities
26 Oct 2022 - 15 Jul 2024
No
AI8793
HANG SENG BANK, LIMITED
Type 1: dealing in securities
04 Feb 2022 - 01 Sep 2022
No
AI8793
HANG SENG BANK, LIMITED
Type 4: advising on securities
04 Feb 2022 - 01 Sep 2022
No
Records of public disciplinary actions taken against the relevant individual by the SFC
Not Applicable
Records of public disciplinary actions taken against the relevant individual by the HKMA
Not Applicable
Public disciplinary actions (if any) that took effect over five years ago are not shown.