Register of Securities Staff of AIs

Last updated on 18/06/2026
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Name of Relevant Individual
TSE, SUI SUM SAMMIE
Chinese Name of Relevant Individual

謝瑞森
HKMA Registration Number
AI8798
Registered Institution
Regulated Activity
First date of engagement
Is an Executive Officer? (Yes / No)
Capacity
Remarks
Registered Institution
UBS AG
Regulated Activity
Type 1: dealing in securities
First date of engagement
05 Feb 2022
Is an Executive Officer? (Yes / No)
No
Capacity
TRADER
Remarks
Business Address
Conditions
Registration History
Public Disciplinary Actions
:
Name of Relevant Individual
TSE, SUI SUM SAMMIE
:
Chinese Name of Relevant Individual
謝瑞森
:
HKMA Registration Number
AI8798
Registered Institution
Regulated Activity
First date of engagement
Is an Executive Officer? (Yes / No)
Capacity
Remarks
UBS AG
Type 1: dealing in securities
05 Feb 2022
No
TRADER