Register of Securities Staff of AIs
Last updated on 18/06/2026
Name of Relevant Individual
YIM, WING
Chinese Name of Relevant Individual
嚴泳
HKMA Registration Number
AI8846
Current Registration
Registered Institution
Regulated Activity
First date of engagement
Is an Executive Officer? (Yes / No)
Capacity
Remarks
Registered Institution
CHINA CITIC BANK INTERNATIONAL LIMITED
Regulated Activity
Type 1: dealing in securities
First date of engagement
13 Jun 2026
Is an Executive Officer? (Yes / No)
No
Capacity
BUSINESS DEVELOPMENT - INSURANCE
Remarks
Registered Institution
CHINA CITIC BANK INTERNATIONAL LIMITED
Regulated Activity
Type 4: advising on securities
First date of engagement
13 Jun 2026
Is an Executive Officer? (Yes / No)
No
Capacity
BUSINESS DEVELOPMENT - INSURANCE
Remarks
Business Address
Name of Registered Institution
SFC CE number
Business Address
Name of Registered Institution
CHINA CITIC BANK INTERNATIONAL LIMITED
SFC CE number
AAF138
Business Address
61-65, DES VOEUX ROAD CENTRAL, HONG KONG
Conditions
Not Applicable
Registration History
HKMA Registration Number
Registered Institution
Regulated Activity
Effective Period
Is an Executive Officer? (Yes / No)
HKMA Registration Number
A
Registered Institution
CHINA CITIC BANK INTERNATIONAL LIMITED
Regulated Activity
Type 1: dealing in securities
Effective Period
Since 13 Jun 2026
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
CHINA CITIC BANK INTERNATIONAL LIMITED
Regulated Activity
Type 4: advising on securities
Effective Period
Since 13 Jun 2026
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
DAH SING BANK, LIMITED
Regulated Activity
Type 1: dealing in securities
Effective Period
08 Dec 2023 - 08 Apr 2026
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
DAH SING BANK, LIMITED
Regulated Activity
Type 4: advising on securities
Effective Period
08 Dec 2023 - 08 Apr 2026
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
HANG SENG BANK, LIMITED
Regulated Activity
Type 1: dealing in securities
Effective Period
24 Mar 2023 - 03 Dec 2023
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
HANG SENG BANK, LIMITED
Regulated Activity
Type 4: advising on securities
Effective Period
24 Mar 2023 - 03 Dec 2023
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
HANG SENG BANK, LIMITED
Regulated Activity
Type 7: providing automated trading services
Effective Period
24 Mar 2023 - 03 Dec 2023
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
STANDARD CHARTERED BANK (HONG KONG) LIMITED
Regulated Activity
Type 1: dealing in securities
Effective Period
12 Feb 2022 - 19 Feb 2023
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
STANDARD CHARTERED BANK (HONG KONG) LIMITED
Regulated Activity
Type 4: advising on securities
Effective Period
12 Feb 2022 - 19 Feb 2023
Is an Executive Officer? (Yes / No)
No
Records: 1-9 of 9
Public Disciplinary Actions
Records of public disciplinary actions taken against the relevant individual by the SFC
Not Applicable
Records of public disciplinary actions taken against the relevant individual by the HKMA
Not Applicable
Public disciplinary actions (if any) that took effect over five years ago are not shown.
:
Name of Relevant Individual
YIM, WING
:
Chinese Name of Relevant Individual
嚴泳
:
HKMA Registration Number
AI8846
Registered Institution
Regulated Activity
First date of engagement
Is an Executive Officer? (Yes / No)
Capacity
Remarks
CHINA CITIC BANK INTERNATIONAL LIMITED
Type 1: dealing in securities
13 Jun 2026
No
BUSINESS DEVELOPMENT - INSURANCE
CHINA CITIC BANK INTERNATIONAL LIMITED
Type 4: advising on securities
13 Jun 2026
No
BUSINESS DEVELOPMENT - INSURANCE
Name of Registered Institution
SFC CE number
Business Address
CHINA CITIC BANK INTERNATIONAL LIMITED
AAF138
61-65, DES VOEUX ROAD CENTRAL, HONG KONG
Not Applicable
HKMA Registration Number
Registered Institution
Regulated Activity
Effective Period
Is an Executive Officer? (Yes / No)
AI8846
CHINA CITIC BANK INTERNATIONAL LIMITED
Type 1: dealing in securities
Since 13 Jun 2026
No
AI8846
CHINA CITIC BANK INTERNATIONAL LIMITED
Type 4: advising on securities
Since 13 Jun 2026
No
AI8846
DAH SING BANK, LIMITED
Type 1: dealing in securities
08 Dec 2023 - 08 Apr 2026
No
AI8846
DAH SING BANK, LIMITED
Type 4: advising on securities
08 Dec 2023 - 08 Apr 2026
No
AI8846
HANG SENG BANK, LIMITED
Type 1: dealing in securities
24 Mar 2023 - 03 Dec 2023
No
AI8846
HANG SENG BANK, LIMITED
Type 4: advising on securities
24 Mar 2023 - 03 Dec 2023
No
AI8846
HANG SENG BANK, LIMITED
Type 7: providing automated trading services
24 Mar 2023 - 03 Dec 2023
No
AI8846
STANDARD CHARTERED BANK (HONG KONG) LIMITED
Type 1: dealing in securities
12 Feb 2022 - 19 Feb 2023
No
AI8846
STANDARD CHARTERED BANK (HONG KONG) LIMITED
Type 4: advising on securities
12 Feb 2022 - 19 Feb 2023
No
Records of public disciplinary actions taken against the relevant individual by the SFC
Not Applicable
Records of public disciplinary actions taken against the relevant individual by the HKMA
Not Applicable
Public disciplinary actions (if any) that took effect over five years ago are not shown.