Register of Securities Staff of AIs
Last updated on 18/06/2026
Name of Relevant Individual
LI, SHING HEI
Chinese Name of Relevant Individual
李成熙
HKMA Registration Number
AI8864
Current Registration
Registered Institution
Regulated Activity
First date of engagement
Is an Executive Officer? (Yes / No)
Capacity
Remarks
Registered Institution
BANK OF COMMUNICATIONS CO., LTD.
Regulated Activity
Type 1: dealing in securities
First date of engagement
20 Feb 2024
Is an Executive Officer? (Yes / No)
No
Capacity
DEALER
Remarks
Registered Institution
BANK OF COMMUNICATIONS CO., LTD.
Regulated Activity
Type 4: advising on securities
First date of engagement
20 Feb 2024
Is an Executive Officer? (Yes / No)
No
Capacity
DEALER
Remarks
Registered Institution
BANK OF COMMUNICATIONS CO., LTD.
Regulated Activity
Type 9: asset management
First date of engagement
20 Feb 2024
Is an Executive Officer? (Yes / No)
No
Capacity
DEALER
Remarks
Business Address
Name of Registered Institution
SFC CE number
Business Address
Name of Registered Institution
BANK OF COMMUNICATIONS CO., LTD.
SFC CE number
AAK782
Business Address
UNIT B B/F & G/F, UNIT C G/F, 1-3/F, 16/F ROOM 01 & 18/F, WHEELOCK HOUSE, 20 PEDDER STREET, CENTRAL, HONG KONG
Conditions
Not Applicable
Registration History
HKMA Registration Number
Registered Institution
Regulated Activity
Effective Period
Is an Executive Officer? (Yes / No)
HKMA Registration Number
A
Registered Institution
BANK OF COMMUNICATIONS CO., LTD.
Regulated Activity
Type 1: dealing in securities
Effective Period
Since 20 Feb 2024
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
BANK OF COMMUNICATIONS CO., LTD.
Regulated Activity
Type 4: advising on securities
Effective Period
Since 20 Feb 2024
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
BANK OF COMMUNICATIONS CO., LTD.
Regulated Activity
Type 9: asset management
Effective Period
Since 20 Feb 2024
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
HANG SENG BANK, LIMITED
Regulated Activity
Type 1: dealing in securities
Effective Period
14 Feb 2022 - 19 Oct 2023
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
HANG SENG BANK, LIMITED
Regulated Activity
Type 4: advising on securities
Effective Period
14 Feb 2022 - 19 Oct 2023
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
HANG SENG BANK, LIMITED
Regulated Activity
Type 7: providing automated trading services
Effective Period
14 Feb 2022 - 19 Oct 2023
Is an Executive Officer? (Yes / No)
No
Records: 1-6 of 6
Public Disciplinary Actions
Records of public disciplinary actions taken against the relevant individual by the SFC
Not Applicable
Records of public disciplinary actions taken against the relevant individual by the HKMA
Not Applicable
Public disciplinary actions (if any) that took effect over five years ago are not shown.
:
Name of Relevant Individual
LI, SHING HEI
:
Chinese Name of Relevant Individual
李成熙
:
HKMA Registration Number
AI8864
Registered Institution
Regulated Activity
First date of engagement
Is an Executive Officer? (Yes / No)
Capacity
Remarks
BANK OF COMMUNICATIONS CO., LTD.
Type 1: dealing in securities
20 Feb 2024
No
DEALER
BANK OF COMMUNICATIONS CO., LTD.
Type 4: advising on securities
20 Feb 2024
No
DEALER
BANK OF COMMUNICATIONS CO., LTD.
Type 9: asset management
20 Feb 2024
No
DEALER
Name of Registered Institution
SFC CE number
Business Address
BANK OF COMMUNICATIONS CO., LTD.
AAK782
UNIT B B/F & G/F, UNIT C G/F, 1-3/F, 16/F ROOM 01 & 18/F, WHEELOCK HOUSE, 20 PEDDER STREET, CENTRAL, HONG KONG
Not Applicable
HKMA Registration Number
Registered Institution
Regulated Activity
Effective Period
Is an Executive Officer? (Yes / No)
AI8864
BANK OF COMMUNICATIONS CO., LTD.
Type 1: dealing in securities
Since 20 Feb 2024
No
AI8864
BANK OF COMMUNICATIONS CO., LTD.
Type 4: advising on securities
Since 20 Feb 2024
No
AI8864
BANK OF COMMUNICATIONS CO., LTD.
Type 9: asset management
Since 20 Feb 2024
No
AI8864
HANG SENG BANK, LIMITED
Type 1: dealing in securities
14 Feb 2022 - 19 Oct 2023
No
AI8864
HANG SENG BANK, LIMITED
Type 4: advising on securities
14 Feb 2022 - 19 Oct 2023
No
AI8864
HANG SENG BANK, LIMITED
Type 7: providing automated trading services
14 Feb 2022 - 19 Oct 2023
No
Records of public disciplinary actions taken against the relevant individual by the SFC
Not Applicable
Records of public disciplinary actions taken against the relevant individual by the HKMA
Not Applicable
Public disciplinary actions (if any) that took effect over five years ago are not shown.
