Register of Securities Staff of AIs
Last updated on 18/06/2026
Name of Relevant Individual
WONG, TSZ LAM
Chinese Name of Relevant Individual
黃梓琳
HKMA Registration Number
AI8875
Current Registration
Registered Institution
Regulated Activity
First date of engagement
Is an Executive Officer? (Yes / No)
Capacity
Remarks
Registered Institution
TAISHIN INTERNATIONAL BANK CO., LTD
Regulated Activity
Type 1: dealing in securities
First date of engagement
10 Jun 2025
Is an Executive Officer? (Yes / No)
No
Capacity
MANAGER
Remarks
Registered Institution
TAISHIN INTERNATIONAL BANK CO., LTD
Regulated Activity
Type 4: advising on securities
First date of engagement
10 Jun 2025
Is an Executive Officer? (Yes / No)
No
Capacity
MANAGER
Remarks
Registered Institution
TAISHIN INTERNATIONAL BANK CO., LTD
Regulated Activity
Type 9: asset management
First date of engagement
10 Jun 2025
Is an Executive Officer? (Yes / No)
No
Capacity
MANAGER
Remarks
Business Address
Name of Registered Institution
SFC CE number
Business Address
Name of Registered Institution
TAISHIN INTERNATIONAL BANK CO., LTD
SFC CE number
AJB303
Business Address
6/F & 15/F ROOM NO. 1501-1506, TOWER 5, THE GATEWAY, 15 CANTON ROAD, TSIMSHATSUI, KOWLOON.
Conditions
Not Applicable
Registration History
HKMA Registration Number
Registered Institution
Regulated Activity
Effective Period
Is an Executive Officer? (Yes / No)
HKMA Registration Number
A
Registered Institution
TAISHIN INTERNATIONAL BANK CO., LTD
Regulated Activity
Type 1: dealing in securities
Effective Period
Since 10 Jun 2025
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
TAISHIN INTERNATIONAL BANK CO., LTD
Regulated Activity
Type 4: advising on securities
Effective Period
Since 10 Jun 2025
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
TAISHIN INTERNATIONAL BANK CO., LTD
Regulated Activity
Type 9: asset management
Effective Period
Since 10 Jun 2025
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
CHINA CONSTRUCTION BANK (ASIA) CORPORATION LIMITED
Regulated Activity
Type 1: dealing in securities
Effective Period
25 Oct 2022 - 27 Apr 2025
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
CHINA CONSTRUCTION BANK (ASIA) CORPORATION LIMITED
Regulated Activity
Type 4: advising on securities
Effective Period
25 Oct 2022 - 27 Apr 2025
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
OCBC WING HANG BANK LIMITED
Regulated Activity
Type 1: dealing in securities
Effective Period
16 Feb 2022 - 18 Sep 2022
Is an Executive Officer? (Yes / No)
No
Records: 1-6 of 6
Public Disciplinary Actions
Records of public disciplinary actions taken against the relevant individual by the SFC
Not Applicable
Records of public disciplinary actions taken against the relevant individual by the HKMA
Not Applicable
Public disciplinary actions (if any) that took effect over five years ago are not shown.
:
Name of Relevant Individual
WONG, TSZ LAM
:
Chinese Name of Relevant Individual
黃梓琳
:
HKMA Registration Number
AI8875
Registered Institution
Regulated Activity
First date of engagement
Is an Executive Officer? (Yes / No)
Capacity
Remarks
TAISHIN INTERNATIONAL BANK CO., LTD
Type 1: dealing in securities
10 Jun 2025
No
MANAGER
TAISHIN INTERNATIONAL BANK CO., LTD
Type 4: advising on securities
10 Jun 2025
No
MANAGER
TAISHIN INTERNATIONAL BANK CO., LTD
Type 9: asset management
10 Jun 2025
No
MANAGER
Name of Registered Institution
SFC CE number
Business Address
TAISHIN INTERNATIONAL BANK CO., LTD
AJB303
6/F & 15/F ROOM NO. 1501-1506, TOWER 5, THE GATEWAY, 15 CANTON ROAD, TSIMSHATSUI, KOWLOON.
Not Applicable
HKMA Registration Number
Registered Institution
Regulated Activity
Effective Period
Is an Executive Officer? (Yes / No)
AI8875
TAISHIN INTERNATIONAL BANK CO., LTD
Type 1: dealing in securities
Since 10 Jun 2025
No
AI8875
TAISHIN INTERNATIONAL BANK CO., LTD
Type 4: advising on securities
Since 10 Jun 2025
No
AI8875
TAISHIN INTERNATIONAL BANK CO., LTD
Type 9: asset management
Since 10 Jun 2025
No
AI8875
CHINA CONSTRUCTION BANK (ASIA) CORPORATION LIMITED
Type 1: dealing in securities
25 Oct 2022 - 27 Apr 2025
No
AI8875
CHINA CONSTRUCTION BANK (ASIA) CORPORATION LIMITED
Type 4: advising on securities
25 Oct 2022 - 27 Apr 2025
No
AI8875
OCBC WING HANG BANK LIMITED
Type 1: dealing in securities
16 Feb 2022 - 18 Sep 2022
No
Records of public disciplinary actions taken against the relevant individual by the SFC
Not Applicable
Records of public disciplinary actions taken against the relevant individual by the HKMA
Not Applicable
Public disciplinary actions (if any) that took effect over five years ago are not shown.