Register of Securities Staff of AIs
Last updated on 18/06/2026
Name of Relevant Individual
FONG, LAM
Chinese Name of Relevant Individual
方霖
HKMA Registration Number
AI8983
Current Registration
Not Applicable
Business Address
Not Applicable
Conditions
Not Applicable
Registration History
HKMA Registration Number
Registered Institution
Regulated Activity
Effective Period
Is an Executive Officer? (Yes / No)
HKMA Registration Number
A
Registered Institution
DBS BANK (HONG KONG) LIMITED
Regulated Activity
Type 1: dealing in securities
Effective Period
11 Jan 2025 - 02 Jun 2025
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
DBS BANK (HONG KONG) LIMITED
Regulated Activity
Type 4: advising on securities
Effective Period
11 Jan 2025 - 02 Jun 2025
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
HANG SENG BANK, LIMITED
Regulated Activity
Type 1: dealing in securities
Effective Period
13 Jan 2023 - 26 Dec 2024
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
HANG SENG BANK, LIMITED
Regulated Activity
Type 4: advising on securities
Effective Period
13 Jan 2023 - 26 Dec 2024
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
HANG SENG BANK, LIMITED
Regulated Activity
Type 7: providing automated trading services
Effective Period
13 Jan 2023 - 26 Dec 2024
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
DBS BANK (HONG KONG) LIMITED
Regulated Activity
Type 1: dealing in securities
Effective Period
04 Mar 2022 - 02 Dec 2022
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
DBS BANK (HONG KONG) LIMITED
Regulated Activity
Type 4: advising on securities
Effective Period
04 Mar 2022 - 02 Dec 2022
Is an Executive Officer? (Yes / No)
No
Records: 1-7 of 7
Public Disciplinary Actions
Records of public disciplinary actions taken against the relevant individual by the SFC
Not Applicable
Records of public disciplinary actions taken against the relevant individual by the HKMA
Not Applicable
Public disciplinary actions (if any) that took effect over five years ago are not shown.
:
Name of Relevant Individual
FONG, LAM
:
Chinese Name of Relevant Individual
方霖
:
HKMA Registration Number
AI8983
Not Applicable
Not Applicable
Not Applicable
HKMA Registration Number
Registered Institution
Regulated Activity
Effective Period
Is an Executive Officer? (Yes / No)
AI8983
DBS BANK (HONG KONG) LIMITED
Type 1: dealing in securities
11 Jan 2025 - 02 Jun 2025
No
AI8983
DBS BANK (HONG KONG) LIMITED
Type 4: advising on securities
11 Jan 2025 - 02 Jun 2025
No
AI8983
HANG SENG BANK, LIMITED
Type 1: dealing in securities
13 Jan 2023 - 26 Dec 2024
No
AI8983
HANG SENG BANK, LIMITED
Type 4: advising on securities
13 Jan 2023 - 26 Dec 2024
No
AI8983
HANG SENG BANK, LIMITED
Type 7: providing automated trading services
13 Jan 2023 - 26 Dec 2024
No
AI8983
DBS BANK (HONG KONG) LIMITED
Type 1: dealing in securities
04 Mar 2022 - 02 Dec 2022
No
AI8983
DBS BANK (HONG KONG) LIMITED
Type 4: advising on securities
04 Mar 2022 - 02 Dec 2022
No
Records of public disciplinary actions taken against the relevant individual by the SFC
Not Applicable
Records of public disciplinary actions taken against the relevant individual by the HKMA
Not Applicable
Public disciplinary actions (if any) that took effect over five years ago are not shown.