Register of Securities Staff of AIs

Last updated on 18/06/2026
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Name of Relevant Individual
YU, MATTHEW MICHAEL SUM LOK
Chinese Name of Relevant Individual

余心樂
HKMA Registration Number
AI9009
Registered Institution
Regulated Activity
First date of engagement
Is an Executive Officer? (Yes / No)
Capacity
Remarks
Registered Institution
HONGKONG AND SHANGHAI BANKING CORPORATION LIMITED (THE)
Regulated Activity
Type 1: dealing in securities
First date of engagement
11 Mar 2022
Is an Executive Officer? (Yes / No)
No
Capacity
ASSOCIATE, CORPORATE AND INSTITUTIONAL BANKING
Remarks
Registered Institution
HONGKONG AND SHANGHAI BANKING CORPORATION LIMITED (THE)
Regulated Activity
Type 4: advising on securities
First date of engagement
11 Mar 2022
Is an Executive Officer? (Yes / No)
No
Capacity
ASSOCIATE, CORPORATE AND INSTITUTIONAL BANKING
Remarks
Business Address
Conditions
Registration History
Public Disciplinary Actions
:
Name of Relevant Individual
YU, MATTHEW MICHAEL SUM LOK
:
Chinese Name of Relevant Individual
余心樂
:
HKMA Registration Number
AI9009
Registered Institution
Regulated Activity
First date of engagement
Is an Executive Officer? (Yes / No)
Capacity
Remarks
HONGKONG AND SHANGHAI BANKING CORPORATION LIMITED (THE)
Type 1: dealing in securities
11 Mar 2022
No
ASSOCIATE, CORPORATE AND INSTITUTIONAL BANKING
HONGKONG AND SHANGHAI BANKING CORPORATION LIMITED (THE)
Type 4: advising on securities
11 Mar 2022
No
ASSOCIATE, CORPORATE AND INSTITUTIONAL BANKING