Register of Securities Staff of AIs
Last updated on 18/06/2026
Name of Relevant Individual
WU, MAN YEE
Chinese Name of Relevant Individual
胡曼儀
HKMA Registration Number
AI9014
Current Registration
Registered Institution
Regulated Activity
First date of engagement
Is an Executive Officer? (Yes / No)
Capacity
Remarks
Registered Institution
BANK OF CHINA (HONG KONG) LIMITED
Regulated Activity
Type 1: dealing in securities
First date of engagement
05 Jul 2025
Is an Executive Officer? (Yes / No)
No
Capacity
CLIENT SERVICES MANAGER
Remarks
Registered Institution
BANK OF CHINA (HONG KONG) LIMITED
Regulated Activity
Type 4: advising on securities
First date of engagement
05 Jul 2025
Is an Executive Officer? (Yes / No)
No
Capacity
CLIENT SERVICES MANAGER
Remarks
Business Address
Name of Registered Institution
SFC CE number
Business Address
Name of Registered Institution
BANK OF CHINA (HONG KONG) LIMITED
SFC CE number
AAL698
Business Address
14TH FLOOR, BANK OF CHINA TOWER, NO.1 GARDEN ROAD, HONG KONG.
Conditions
Not Applicable
Registration History
HKMA Registration Number
Registered Institution
Regulated Activity
Effective Period
Is an Executive Officer? (Yes / No)
HKMA Registration Number
A
Registered Institution
BANK OF CHINA (HONG KONG) LIMITED
Regulated Activity
Type 1: dealing in securities
Effective Period
Since 05 Jul 2025
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
BANK OF CHINA (HONG KONG) LIMITED
Regulated Activity
Type 4: advising on securities
Effective Period
Since 05 Jul 2025
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
DBS BANK (HONG KONG) LIMITED
Regulated Activity
Type 1: dealing in securities
Effective Period
01 Aug 2024 - 22 Jun 2025
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
DBS BANK (HONG KONG) LIMITED
Regulated Activity
Type 4: advising on securities
Effective Period
01 Aug 2024 - 22 Jun 2025
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
CITIBANK (HONG KONG) LIMITED
Regulated Activity
Type 1: dealing in securities
Effective Period
11 Mar 2022 - 20 Apr 2024
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
CITIBANK (HONG KONG) LIMITED
Regulated Activity
Type 4: advising on securities
Effective Period
11 Mar 2022 - 20 Apr 2024
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
CITIBANK, N.A.
Regulated Activity
Type 1: dealing in securities
Effective Period
11 Mar 2022 - 20 Apr 2024
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
CITIBANK, N.A.
Regulated Activity
Type 4: advising on securities
Effective Period
11 Mar 2022 - 20 Apr 2024
Is an Executive Officer? (Yes / No)
No
Records: 1-8 of 8
Public Disciplinary Actions
Records of public disciplinary actions taken against the relevant individual by the SFC
Not Applicable
Records of public disciplinary actions taken against the relevant individual by the HKMA
Not Applicable
Public disciplinary actions (if any) that took effect over five years ago are not shown.
:
Name of Relevant Individual
WU, MAN YEE
:
Chinese Name of Relevant Individual
胡曼儀
:
HKMA Registration Number
AI9014
Registered Institution
Regulated Activity
First date of engagement
Is an Executive Officer? (Yes / No)
Capacity
Remarks
BANK OF CHINA (HONG KONG) LIMITED
Type 1: dealing in securities
05 Jul 2025
No
CLIENT SERVICES MANAGER
BANK OF CHINA (HONG KONG) LIMITED
Type 4: advising on securities
05 Jul 2025
No
CLIENT SERVICES MANAGER
Name of Registered Institution
SFC CE number
Business Address
BANK OF CHINA (HONG KONG) LIMITED
AAL698
14TH FLOOR, BANK OF CHINA TOWER, NO.1 GARDEN ROAD, HONG KONG.
Not Applicable
HKMA Registration Number
Registered Institution
Regulated Activity
Effective Period
Is an Executive Officer? (Yes / No)
AI9014
BANK OF CHINA (HONG KONG) LIMITED
Type 1: dealing in securities
Since 05 Jul 2025
No
AI9014
BANK OF CHINA (HONG KONG) LIMITED
Type 4: advising on securities
Since 05 Jul 2025
No
AI9014
DBS BANK (HONG KONG) LIMITED
Type 1: dealing in securities
01 Aug 2024 - 22 Jun 2025
No
AI9014
DBS BANK (HONG KONG) LIMITED
Type 4: advising on securities
01 Aug 2024 - 22 Jun 2025
No
AI9014
CITIBANK (HONG KONG) LIMITED
Type 1: dealing in securities
11 Mar 2022 - 20 Apr 2024
No
AI9014
CITIBANK (HONG KONG) LIMITED
Type 4: advising on securities
11 Mar 2022 - 20 Apr 2024
No
AI9014
CITIBANK, N.A.
Type 1: dealing in securities
11 Mar 2022 - 20 Apr 2024
No
AI9014
CITIBANK, N.A.
Type 4: advising on securities
11 Mar 2022 - 20 Apr 2024
No
Records of public disciplinary actions taken against the relevant individual by the SFC
Not Applicable
Records of public disciplinary actions taken against the relevant individual by the HKMA
Not Applicable
Public disciplinary actions (if any) that took effect over five years ago are not shown.