Register of Securities Staff of AIs

Last updated on 18/06/2026
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Name of Relevant Individual
CHAN, NGA WOON CHLOE
Chinese Name of Relevant Individual

陳雅媛
HKMA Registration Number
AI9063
Registered Institution
Regulated Activity
First date of engagement
Is an Executive Officer? (Yes / No)
Capacity
Remarks
Registered Institution
UBS AG
Regulated Activity
Type 1: dealing in securities
First date of engagement
18 Mar 2022
Is an Executive Officer? (Yes / No)
No
Capacity
SALESPERSON
Remarks
Registered Institution
UBS AG
Regulated Activity
Type 4: advising on securities
First date of engagement
18 Mar 2022
Is an Executive Officer? (Yes / No)
No
Capacity
SALESPERSON
Remarks
Business Address
Conditions
Registration History
Public Disciplinary Actions
:
Name of Relevant Individual
CHAN, NGA WOON CHLOE
:
Chinese Name of Relevant Individual
陳雅媛
:
HKMA Registration Number
AI9063
Registered Institution
Regulated Activity
First date of engagement
Is an Executive Officer? (Yes / No)
Capacity
Remarks
UBS AG
Type 1: dealing in securities
18 Mar 2022
No
SALESPERSON
UBS AG
Type 4: advising on securities
18 Mar 2022
No
SALESPERSON